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E TRADE FINANCIAL CORP·4

Jun 1, 6:11 PM ET

RAFFAELI C CATHLEEN 4

4 · E TRADE FINANCIAL CORP · Filed Jun 1, 2009

Insider Transaction Report

Form 4
Period: 2009-05-28
E TRADE FINANCIAL CORPETFC
RAFFAELI C CATHLEEN
Director
Transactions
  • Award

    Common Stock

    [F1]
    2009-05-28$1.44/sh+17,421$24,999→ 39,172 total
  • Award

    Option Grant

    [F2]
    2009-05-28+20,000→ 20,000 total
    Exercise: $1.44Exp: 2019-05-28→ Common Stock (20,000 underlying)
Footnotes (2)
  • [F1]Grant of restricted stock vesting over 2 years in approximately equal installments, whereby 8,711 shares vest 1 year from grant date and 8,710 shares vest 2 years from grant date.
  • [F2]Grant of stock options vesting over 2 years in equal annual installments.
Signature
/s/ Karl Roessner, Attorney-in-Fact for C. Cathleen Raffaeli|2009-06-01

Documents

2 files