Fleming Thomas G 4
4 · Bank of the Carolinas CORP · Filed Jun 2, 2009
Insider Transaction Report
Form 4
Fleming Thomas G
Director
Transactions
- Purchase
Common Stock
2009-06-01$5.15/sh+955$4,918→ 55,933 total - Purchase
Common Stock
2009-06-01$5.15/sh+210$1,082→ 13,379 total(indirect: By Spouse)
Holdings
- 3,464(indirect: By Mocksville Builders Supply, Inc.)
Common Stock
- 1,500
Director Stock Options (Right to Buy)
Exercise: $5.25From: 2008-10-22Exp: 2018-10-22→ Common Stock (1,500 underlying)
Footnotes (1)
- [F1]Numbers of shares shown in this report as beneficially owned, directly and indirectly, by the Reporting Person reflect adjustments to previously reported numbers which are being made to correct errors in previous reports resulting from discrepancies in the Reporting Person's ownership records in prior years. The Reporting Person's previous reports have reported some shares as being held directly that actually are beneficially owned indirectly (by the Reporting Person's spouse and business), and aggregate beneficial ownership of 57 more shares than the Reporting Person actually holds. The adjustments do not result from any previously unreported transactions or represent any current transfers of shares. The adjustments reduce the Reporting Person's direct ownership by 2,712 shares, increase his indirect ownership by an aggregate of 2,655 shares, and result in a net reduction of 57 shares in his total beneficial ownership.