JANKER FRANZ 4
4 · APPLIED MATERIALS INC /DE · Filed Jun 3, 2009
Insider Transaction Report
Form 4
JANKER FRANZ
Executive Vice President
Transactions
- Sale
Common Stock
2009-06-01$11.46/sh−59,673$683,823→ 418,251 total
Holdings
- 37,226.094(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Number of shares includes 330,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 15,000 performance shares are scheduled to vest on 8/31/09; (b) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (c) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (d) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment).
- [F2]Increased number of shares reflects periodic payroll acquisitions under the 401(k) Plan that are exempt under Rule 16b-3.