4//SEC Filing
ASSURED GUARANTY LTD 4
Accession 0001181431-09-032154
$AGOCIK 0001273813operating
Filed
Jun 24, 8:00 PM ET
Accepted
Jun 25, 3:40 PM ET
Size
21.9 KB
Accession
0001181431-09-032154
Insider Transaction Report
Form 4
WLR IV PARALLEL ESC LP
10% Owner
Transactions
- Purchase
Common Stock
2009-06-24$42350000.00/sh+3,850,000$163,047,500,000,000→ 16,023,984 total(indirect: see footnotes)
ROSS WILBUR L JR
Director10% Owner
Transactions
- Purchase
Common Stock
2009-06-24$42350000.00/sh+3,850,000$163,047,500,000,000→ 16,023,984 total(indirect: see footnotes)
WLR RECOVERY FUND III LP
10% Owner
Transactions
- Purchase
Common Stock
2009-06-24$42350000.00/sh+3,850,000$163,047,500,000,000→ 16,023,984 total(indirect: see footnotes)
WLR Recovery Associates III LLC
10% Owner
Transactions
- Purchase
Common Stock
2009-06-24$42350000.00/sh+3,850,000$163,047,500,000,000→ 16,023,984 total(indirect: see footnotes)
WLR Recovery Fund IV LP
10% Owner
Transactions
- Purchase
Common Stock
2009-06-24$42350000.00/sh+3,850,000$163,047,500,000,000→ 16,023,984 total(indirect: see footnotes)
WLR AGO Co-Invest, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2009-06-24$42350000.00/sh+3,850,000$163,047,500,000,000→ 16,023,984 total(indirect: see footnotes)
INVESCO WLR IV Associates LLC
10% Owner
Transactions
- Purchase
Common Stock
2009-06-24$42350000.00/sh+3,850,000$163,047,500,000,000→ 16,023,984 total(indirect: see footnotes)
WLR Recovery Associates IV LLC
10% Owner
Transactions
- Purchase
Common Stock
2009-06-24$42350000.00/sh+3,850,000$163,047,500,000,000→ 16,023,984 total(indirect: see footnotes)
WLR/GS Master Co-Investment, L.P.
10% Owner
Transactions
- Purchase
Common Stock
2009-06-24$42350000.00/sh+3,850,000$163,047,500,000,000→ 16,023,984 total(indirect: see footnotes)
Invesco Private Capital, Inc.
10% Owner
Transactions
- Purchase
Common Stock
2009-06-24$42350000.00/sh+3,850,000$163,047,500,000,000→ 16,023,984 total(indirect: see footnotes)
Footnotes (3)
- [F1]On May 7, 2009, Wilbur L. Ross, Jr. ("Mr Ross") was granted 4,043 restricted shares of Assured Guaranty Ltd. ("AGO") common stock as an annual retainer. On May 8, 2008, Mr. Ross was granted 3,545 restricted shares of AGO common stock which restrictions have since lapsed.
- [F2]WLR Recovery Fund IV, L.P. (?Fund IV?) holds 12,950,465 shares directly. WLR Recovery Fund III, L.P. (?Fund III?) holds 1,348,803 shares directly. WLR IV Parallel ESC, L.P. (?Parallel Fund?) holds 44,616 shares directly. WLR/GS Master Co-Investment, L.P. (?WLR/GS Fund?) holds 627,310 shares directly. WLR AGO Co-Invest, L.P. (?Co-Invest Fund?) holds 1,045,202 shares directly. Wilbur L. Ross, Jr. is the managing member of El Vedado. El Vedado is the general partner of WL Ross Group, L.P., the managing member of WLR Recovery Associates IV LLC (the general partner of Fund IV and Co-Invest Fund), WLR Recovery Associates III LLC (the general partner of Fund III) and WLR Master Co-Investment GP, LLC (the general partner of WLR/GS Fund). Accordingly, Wilbur L. Ross, Jr., El Vedado LLC, and WL Ross Group, L.P. can be deemed to share voting and dispositive power over the shares held directly by Fund IV, Co-Invest Fund, Fund III and WLR/GS Fund.
- [F3]Invesco WLR IV Associates LLC and WLR Recovery Associates IV LLC have entered into a parallel investment agreement whereby Parallel Fund will invest on a pro rata basis in the same investments as Fund IV. Accordingly, Mr. Ross can be deemed to share voting and dispositive power over the shares held directly by Parallel Fund.
Issuer
ASSURED GUARANTY LTD
CIK 0001273813
Entity typeoperating
IncorporatedBermuda
Related Parties
1- filerCIK 0001273813
Filing Metadata
- Form type
- 4
- Filed
- Jun 24, 8:00 PM ET
- Accepted
- Jun 25, 3:40 PM ET
- Size
- 21.9 KB