4//SEC Filing
Chaperon John S 4
Accession 0001181431-09-033283
CIK 0001082368other
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 5:29 PM ET
Size
18.0 KB
Accession
0001181431-09-033283
Insider Transaction Report
Form 4
Chaperon John S
EVP/Credit Administrator
Transactions
- Purchase
Warrants
2009-06-29$25000.00/sh+1$25,000→ 1 totalExercise: $3.47From: 2009-06-29Exp: 2019-06-29→ Common Stock (720 underlying) - Purchase
Series B Preferred Stock
2009-06-29$25000.00/sh+1$25,000→ 1 totalExercise: $25000.00From: 2009-06-29Exp: 2011-01-01→ Newly issued securities
Holdings
- 2,962
Common Stock
- 10,000
Stock Option
Exercise: $10.00From: 2003-11-14Exp: 2012-11-14→ Common Stock (10,000 underlying) - 2,115(indirect: By 401(k))
Common Stock
- 5,000
Restricted Common Stock
- 2,500
Stock Option
Exercise: $16.01From: 2004-12-30Exp: 2014-12-30→ Common Stock (2,500 underlying) - 2,500
Restricted Common Stock
- 2,000
Stock Option
Exercise: $16.25From: 2005-02-12Exp: 2014-02-12→ Common Stock (2,000 underlying) - 8,000
Restricted Common Stock
- 2,850
Stock Option
Exercise: $20.50From: 2008-01-03Exp: 2017-01-03→ Common Stock (2,850 underlying)
Footnotes (6)
- [F1]Vests in five annual installments beginning on this date.
- [F2]Becomes non-forfeitable on the first anniversary of the date of grant.
- [F3]Becomes non-forfeitable on the third anniversary of the date of grant, provided there have been at least four consecutive quarters of profitability over the three year period.
- [F4]Becomes non-forfeitable over a five year vesting schedule beginning on the first anniversary of the date of grant.
- [F5]If BOFL conducts any offering for the sale of newly issued securities the Series B Preferred Stock is convertible into the newly offered securities at an exchange rate of $25,000 worth of new securities for each share of Series B Preferred Stock.
- [F6]Purchased as part of a unit consisting of one share of Series B Preferred Stock and one warrant to purchase 720 shares of common stock.
Documents
Issuer
BANK OF FLORIDA CORP
CIK 0001082368
Entity typeother
Related Parties
1- filerCIK 0001329007
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 5:29 PM ET
- Size
- 18.0 KB