Home/Filings/4/0001181431-09-033283
4//SEC Filing

Chaperon John S 4

Accession 0001181431-09-033283

CIK 0001082368other

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 5:29 PM ET

Size

18.0 KB

Accession

0001181431-09-033283

Insider Transaction Report

Form 4
Period: 2009-06-29
Chaperon John S
EVP/Credit Administrator
Transactions
  • Purchase

    Warrants

    2009-06-29$25000.00/sh+1$25,0001 total
    Exercise: $3.47From: 2009-06-29Exp: 2019-06-29Common Stock (720 underlying)
  • Purchase

    Series B Preferred Stock

    2009-06-29$25000.00/sh+1$25,0001 total
    Exercise: $25000.00From: 2009-06-29Exp: 2011-01-01Newly issued securities
Holdings
  • Common Stock

    2,962
  • Stock Option

    Exercise: $10.00From: 2003-11-14Exp: 2012-11-14Common Stock (10,000 underlying)
    10,000
  • Common Stock

    (indirect: By 401(k))
    2,115
  • Restricted Common Stock

    5,000
  • Stock Option

    Exercise: $16.01From: 2004-12-30Exp: 2014-12-30Common Stock (2,500 underlying)
    2,500
  • Restricted Common Stock

    2,500
  • Stock Option

    Exercise: $16.25From: 2005-02-12Exp: 2014-02-12Common Stock (2,000 underlying)
    2,000
  • Restricted Common Stock

    8,000
  • Stock Option

    Exercise: $20.50From: 2008-01-03Exp: 2017-01-03Common Stock (2,850 underlying)
    2,850
Footnotes (6)
  • [F1]Vests in five annual installments beginning on this date.
  • [F2]Becomes non-forfeitable on the first anniversary of the date of grant.
  • [F3]Becomes non-forfeitable on the third anniversary of the date of grant, provided there have been at least four consecutive quarters of profitability over the three year period.
  • [F4]Becomes non-forfeitable over a five year vesting schedule beginning on the first anniversary of the date of grant.
  • [F5]If BOFL conducts any offering for the sale of newly issued securities the Series B Preferred Stock is convertible into the newly offered securities at an exchange rate of $25,000 worth of new securities for each share of Series B Preferred Stock.
  • [F6]Purchased as part of a unit consisting of one share of Series B Preferred Stock and one warrant to purchase 720 shares of common stock.

Documents

1 file

Issuer

BANK OF FLORIDA CORP

CIK 0001082368

Entity typeother

Related Parties

1
  • filerCIK 0001329007

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 5:29 PM ET
Size
18.0 KB