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4//SEC Filing

JAMES JOHN B 4

Accession 0001181431-09-033288

CIK 0001082368other
View on SEC.govCompany Profile

Filed

Jun 30, 8:00 PM ET

Accepted

Jul 1, 5:30 PM ET

Size

21.2 KB

Accession

0001181431-09-033288

Insider Transaction Report

Form 4
Period: 2009-06-29
BANK OF FLORIDA CORPBOFL
JAMES JOHN B
DirectorEVP-Director of Corp Risk Mang
Transactions
  • Purchase

    Warrants

    2009-06-29$25000.00/sh+4$100,000→ 4 total
    Exercise: $3.47From: 2009-06-29Exp: 2019-06-29→ Common Stock (2,880 underlying)
  • Purchase

    Series B Preferred Stock

    2009-06-29$25000.00/sh+4$100,000→ 4 total
    Exercise: $25000.00From: 2009-06-29Exp: 2011-01-01→ Newly issued securities
Holdings

  • Common Stock

    (indirect: By IRA)
    21,530

  • Restricted Common Stock

    10,000

  • Restricted Common Stock

    4,000

  • Options

    Exercise: $16.25From: 2005-02-12Exp: 2014-02-12→ Common Stock (2,500 underlying)
    2,500

  • Common Stock

    (indirect: By 401(k))
    11,661

  • Restricted Common Stock

    2,500

  • Common Stock

    12,000

  • Common Stock

    (indirect: Custodian of UTMA)
    200

  • Options

    Exercise: $10.00From: 2003-08-28Exp: 2012-08-28→ Common Stock (20,000 underlying)
    20,000

  • Stock Option

    Exercise: $20.50From: 2008-01-03Exp: 2017-01-03→ Common Stock (2,850 underlying)
    2,850

  • Options

    Exercise: $10.00From: 2001-05-17Exp: 2011-05-17→ Common Stock (1,300 underlying)
    1,300

  • Warrants

    Exercise: $10.00From: 2004-08-28Exp: 2009-08-28→ Common Stock (13,333 underlying)
    13,333

  • Common Stock

    (indirect: By Trust)
    15,000
Footnotes (7)
  • [F1]Vests in five annual installments.
  • [F2]Vests in five annual installments beginning on this date.
  • [F3]Becomes non-forfeitable on the first anniversary of the date of grant.
  • [F4]Becomes non-forfeitable on the third anniversary of the date of grant, provided there has been at least four consecutive quarters of profitability during the three year period.
  • [F5]Becomes non-forfeitable over a five year vesting schedule beginning on the first anniversary of the date of grant.
  • [F6]If BOFL conducts any offering for the sale of newly issued securities the Series B Preferred Stock is convertible into the newly offered securities at an exchange rate of $25,000 worth of new securities for each share of Series B Preferred Stock.
  • [F7]Purchased as part of a unit consisting of one share of Series B Preferred Stock and one warrant to purchase 720 shares of common stock.

Documents

1 file

Issuer

BANK OF FLORIDA CORP

CIK 0001082368

→
Entity typeother

Related Parties

1
  • filerCIK 0001203623

Filing Metadata

Form type
4
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 5:30 PM ET
Size
21.2 KB
View on SEC.gov