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UWHARRIE CAPITAL CORP·4

Jul 6, 10:32 AM ET

Williams Barbara S 4

4 · UWHARRIE CAPITAL CORP · Filed Jul 6, 2009

Insider Transaction Report

Form 4
Period: 2009-07-06
UWHARRIE CAPITAL CORPNONE
Williams Barbara S
EVP & Controller
Transactions
  • Award

    Common Stock (See Footnote 1)

    2009-07-06$3.80/sh+863.64$3,282→ 5,258.766 total
Holdings

  • Stock Options (Right to Purchase)

    Exercise: $4.21From: 2000-11-29Exp: 2009-11-29→ Common Stock (17,354 underlying)
    17,354

  • Common Stock (See Footnote 3)

    12,969

  • Common Stock (Held by Spouse)

    (indirect: By Spouse)
    646

  • Common Stock (Held by Self)

    2,130
Footnotes (4)
  • [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Barbara S. Williams
  • [F2]Shares granted to Barbara S. Williams by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Barbara S. Williams by Uwharrie Capital Corp on 07/06/2009 as of 12/31/2008.
  • [F3]Held by Cede & Co., Depository for PTC Custodian FBO Barbara S. Williams - IRA
  • [F4]Incentive Stock Options granted 11/29/1999 vest in four equal annual installments beginning 11/29/2000.

Documents

1 file
  • 4
    rrd247100.xmlPrimary

    STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES