4//SEC Filing
Williams Barbara S 4
Accession 0001181431-09-034138
CIK 0000898171other
Filed
Jul 5, 8:00 PM ET
Accepted
Jul 6, 10:32 AM ET
Size
8.8 KB
Accession
0001181431-09-034138
Insider Transaction Report
Form 4
Williams Barbara S
EVP & Controller
Transactions
- Award
Common Stock (See Footnote 1)
2009-07-06$3.80/sh+863.64$3,282→ 5,258.766 total
Holdings
- 17,354
Stock Options (Right to Purchase)
Exercise: $4.21From: 2000-11-29Exp: 2009-11-29→ Common Stock (17,354 underlying) - 12,969
Common Stock (See Footnote 3)
- 646(indirect: By Spouse)
Common Stock (Held by Spouse)
- 2,130
Common Stock (Held by Self)
Footnotes (4)
- [F1]Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Barbara S. Williams
- [F2]Shares granted to Barbara S. Williams by Uwharrie Capital Corp Employee Stock Ownership Plan (ESOP). Granting of shares first reported to Barbara S. Williams by Uwharrie Capital Corp on 07/06/2009 as of 12/31/2008.
- [F3]Held by Cede & Co., Depository for PTC Custodian FBO Barbara S. Williams - IRA
- [F4]Incentive Stock Options granted 11/29/1999 vest in four equal annual installments beginning 11/29/2000.
Issuer
UWHARRIE CAPITAL CORP
CIK 0000898171
Entity typeother
Related Parties
1- filerCIK 0001393133
Filing Metadata
- Form type
- 4
- Filed
- Jul 5, 8:00 PM ET
- Accepted
- Jul 6, 10:32 AM ET
- Size
- 8.8 KB