4//SEC Filing
MORRISON SCOT K 4
Accession 0001181431-09-035347
CIK 0000833829other
Filed
Jul 13, 8:00 PM ET
Accepted
Jul 14, 8:57 PM ET
Size
16.6 KB
Accession
0001181431-09-035347
Insider Transaction Report
Form 4
MORRISON SCOT K
SVP & Gen. Mgr., Vx Works Div.
Transactions
- Tax Payment
Common Stock
2009-07-10$11.50/sh−13,075$150,363→ 24,137 total - Exercise/Conversion
Restricted Stock Units
2009-07-10−3,325→ 6,650 total→ Common Stock (3,325 underlying) - Exercise/Conversion
Restricted Stock Units
2009-07-10−3,250→ 3,250 total→ Common Stock (3,250 underlying) - Exercise/Conversion
Restricted Stock Units
2009-07-10−29,997→ 60,003 total→ Common Stock (29,997 underlying) - Disposition from Tender
Common Stock
2009-07-10$11.50/sh−27,375$314,813→ 640 total - Exercise/Conversion
Common Stock
2009-07-10+36,572→ 37,212 total
Holdings
- 5,519(indirect: By 401(k))
Common Stock
Footnotes (8)
- [F1]All shares were acquired under the Wind River, Inc. stock purchase plan on June 30, 2009.
- [F2]Reflects shares withheld to cover taxes in connection with the vesting of restricted stock units awarded on March 21, 2007, March 24, 2008 and March 20, 2009.
- [F3]Each restricted stock unit represents a contingent right to receive one share of WIND common stock.
- [F4]A total of 13,000 restricted stock units were originally awarded on March 21, 2007 of which 6,500 units have vested and converted into an equal number of shares of common stock. Pursuant to the terms of the Executive Officers' Change of Control Incentive and Severance Benefit Plan, as amended, 3,250 units vested and shares became issuable on July 10, 2009 upon a change of control. The remaining units shall vest and shares become issuable on March 21, 2010.
- [F5]Not applicable.
- [F6]A total of 13,300 restricted stock units were originally awarded on March 24, 2008 of which 3,325 units have vested and converted into an equal number of shares of common stock.. Pursuant to the terms of the Executive Officers' Change of Control Incentive and Severance Benefit Plan, as amended, 3,325 units vested and shares became issuable on July 10, 2009 upon a change of control. The remaining units shall vest and shares become issuable in two equal annual installments beginning on March 24, 2010.
- [F7]A total of 90,000 restricted stock units were originally awarded on March 20, 2009. Pursuant to the terms of the Executive Officers' Change of Control Incentive and Severance Benefit Plan, as amended, 29,997 units vested and shares became issuable on July 10, 2009 upon a change of control. The remaining units shall vest and shares become issuable in two equal annual installments beginning on March 20, 2010.
- [F8]As of July 10, 2009, the reporting person owned approximately 17,293 units, which units represent interests in a Wind River 401(k) Plan. As of July 10, 2009, those units equate to approximately 5,519 shares of Wind River common stock at the closing price of Wind River common stock on July 10, 2009 of $11.50.
Documents
Issuer
WIND RIVER SYSTEMS INC
CIK 0000833829
Entity typeother
Related Parties
1- filerCIK 0001275680
Filing Metadata
- Form type
- 4
- Filed
- Jul 13, 8:00 PM ET
- Accepted
- Jul 14, 8:57 PM ET
- Size
- 16.6 KB