Kratzman E A 4
4 · Kohlberg Capital CORP · Filed Aug 19, 2009
Insider Transaction Report
Form 4
Kratzman E A
Vice President
Transactions
- Award
Common Stock
2009-08-05+84,889→ 166,660 total - Deposit Into/Withdrawal From Voting Trust
Common Stock
2009-07-01+15,000→ 17,589.56 total(indirect: By Trust)
Holdings
- 2,000(indirect: By Children)
Common Stock
Footnotes (5)
- [F1]Represents shares of restricted stock granted to Mr. Kratzman under the Company's Amended and Restated 2006 Equity Incentive Plan. One half of the restricted stock award will vest on each of the third and fourth anniversaries of the grant date.
- [F2]Excludes 15,000 shares previously owned directly which were deposited in the E.A. Kratzman Marital Trust on July 1, 2009.
- [F3]Excludes 136.98 shares that were previously reported as acquired under the Kohlberg Capital Corporation dividend reinvestment plan.
- [F4]Includes 162.86 shares, 143.66 shares, and 99.47 shares acquired on January 29, 2009, April 30, 2009 and July 30, 2009, respectively, under the Kohlberg Capital Corporation dividend reinvestment plan.
- [F5]Represents shares held by the E.A. Kratzman Marital Trust for which the Reporting Person is a trustee and beneficiary.