|4Aug 19, 7:39 PM ET

Barone Vicki D E 4

4 · OMNI BIO PHARMACEUTICAL, INC. · Filed Aug 19, 2009

Insider Transaction Report

Form 4
Period: 2009-08-17
Barone Vicki D E
DirectorChair of the Board
Transactions
  • Exercise/Conversion

    Warrants (Right to Buy)

    2009-08-17383,4372,999 total
    Exercise: $0.00From: 2009-04-01Exp: 2014-04-01Common Stock (383,437 underlying)
  • Exercise/Conversion

    Common Stock

    2009-08-17$0.00/sh+383,437$383602,187 total
  • Tax Payment

    Common Stock

    2009-08-17$15.00/sh50$750605,079 total
  • Exercise/Conversion

    Common Stock

    2009-08-17$0.50/sh+11,768$5,884616,847 total
  • Exercise/Conversion

    Warrants (Right to Buy)

    2009-08-1711,7680 total
    Exercise: $0.50From: 2009-04-01Exp: 2014-04-01Common Stock (11,768 underlying)
  • Tax Payment

    Common Stock

    2009-08-17$15.00/sh785$11,775627,437 total
  • Exercise/Conversion

    Common Stock

    2009-08-17$0.25/sh+2,942$736605,129 total
  • Tax Payment

    Common Stock

    2009-08-17$15.00/sh393$5,895616,454 total
  • Exercise/Conversion

    Common Stock

    2009-08-17$1.00/sh+11,768$11,768628,222 total
  • Exercise/Conversion

    Warrants (Right to Buy)

    2009-08-172,9420 total
    Exercise: $0.25From: 2009-04-01Exp: 2014-04-01Common Stock (2,942 underlying)
  • Exercise/Conversion

    Warrants (Right to Buy)

    2009-08-1711,7680 total
    Exercise: $1.00From: 2009-04-01Exp: 2014-04-01Common Stock (11,768 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    962,750
Footnotes (1)
  • [F1]Reflects shares withheld by the issuer for the cashless exercise of the warrants.

Documents

1 file
  • 4
    rrd251076.xmlPrimary

    08/17/09 - WARRANT EXERCISE