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4//SEC Filing

Barone Vicki D E 4

Accession 0001181431-09-040382

CIK 0001389870other

View on SEC.gov Company Profile

Filed

Aug 18, 8:00 PM ET

Accepted

Aug 19, 7:39 PM ET

Size

22.2 KB

Accession

0001181431-09-040382

Insider Transaction Report

Form 4

Period: 2009-08-17

OMNI BIO PHARMACEUTICAL, INC.OMBP

Barone Vicki D E

DirectorChair of the Board

Transactions

Exercise/Conversion
Warrants (Right to Buy)
2009-08-17−383,437→ 2,999 total
Exercise: $0.00From: 2009-04-01Exp: 2014-04-01→ Common Stock (383,437 underlying)
Exercise/Conversion
Common Stock
2009-08-17$0.00/sh+383,437$383→ 602,187 total
Tax Payment
Common Stock
2009-08-17$15.00/sh−50$750→ 605,079 total
Exercise/Conversion
Common Stock
2009-08-17$0.50/sh+11,768$5,884→ 616,847 total
Exercise/Conversion
Warrants (Right to Buy)
2009-08-17−11,768→ 0 total
Exercise: $0.50From: 2009-04-01Exp: 2014-04-01→ Common Stock (11,768 underlying)
Tax Payment
Common Stock
2009-08-17$15.00/sh−785$11,775→ 627,437 total
Exercise/Conversion
Common Stock
2009-08-17$0.25/sh+2,942$736→ 605,129 total
Tax Payment
Common Stock
2009-08-17$15.00/sh−393$5,895→ 616,454 total
Exercise/Conversion
Common Stock
2009-08-17$1.00/sh+11,768$11,768→ 628,222 total
Exercise/Conversion
Warrants (Right to Buy)
2009-08-17−2,942→ 0 total
Exercise: $0.25From: 2009-04-01Exp: 2014-04-01→ Common Stock (2,942 underlying)
Exercise/Conversion
Warrants (Right to Buy)
2009-08-17−11,768→ 0 total
Exercise: $1.00From: 2009-04-01Exp: 2014-04-01→ Common Stock (11,768 underlying)

Holdings

Common Stock
(indirect: By LLC)
962,750

Footnotes (1)

[F1]Reflects shares withheld by the issuer for the cashless exercise of the warrants.

Documents

1 file

4
rrd251076.xmlPrimary
08/17/09 - WARRANT EXERCISE

Issuer

OMNI BIO PHARMACEUTICAL, INC.

CIK 0001389870

Entity typeother

Related Parties

1

filerCIK 0001327324

Filing Metadata

Form type: 4
Filed: Aug 18, 8:00 PM ET
Accepted: Aug 19, 7:39 PM ET
Size: 22.2 KB

View on SEC.gov