Barone Vicki D E 4
4 · OMNI BIO PHARMACEUTICAL, INC. · Filed Aug 19, 2009
Insider Transaction Report
Form 4
Barone Vicki D E
DirectorChair of the Board
Transactions
- Exercise/Conversion
Warrants (Right to Buy)
2009-08-17−383,437→ 2,999 totalExercise: $0.00From: 2009-04-01Exp: 2014-04-01→ Common Stock (383,437 underlying) - Exercise/Conversion
Common Stock
2009-08-17$0.00/sh+383,437$383→ 602,187 total - Tax Payment
Common Stock
2009-08-17$15.00/sh−50$750→ 605,079 total - Exercise/Conversion
Common Stock
2009-08-17$0.50/sh+11,768$5,884→ 616,847 total - Exercise/Conversion
Warrants (Right to Buy)
2009-08-17−11,768→ 0 totalExercise: $0.50From: 2009-04-01Exp: 2014-04-01→ Common Stock (11,768 underlying) - Tax Payment
Common Stock
2009-08-17$15.00/sh−785$11,775→ 627,437 total - Exercise/Conversion
Common Stock
2009-08-17$0.25/sh+2,942$736→ 605,129 total - Tax Payment
Common Stock
2009-08-17$15.00/sh−393$5,895→ 616,454 total - Exercise/Conversion
Common Stock
2009-08-17$1.00/sh+11,768$11,768→ 628,222 total - Exercise/Conversion
Warrants (Right to Buy)
2009-08-17−2,942→ 0 totalExercise: $0.25From: 2009-04-01Exp: 2014-04-01→ Common Stock (2,942 underlying) - Exercise/Conversion
Warrants (Right to Buy)
2009-08-17−11,768→ 0 totalExercise: $1.00From: 2009-04-01Exp: 2014-04-01→ Common Stock (11,768 underlying)
Holdings
- 962,750(indirect: By LLC)
Common Stock
Footnotes (1)
- [F1]Reflects shares withheld by the issuer for the cashless exercise of the warrants.