4/A//SEC Filing
HAINES SHARON A 4/A
Accession 0001181431-09-040450
CIK 0000275119other
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 1:09 PM ET
Size
17.5 KB
Accession
0001181431-09-040450
Insider Transaction Report
Form 4/AAmended
BAYLAKE CORPBYLK
HAINES SHARON A
Senior VP Human Resources
Transactions
- Purchase
10% Convertible Promissory Notes due 2017
2009-08-14$50000.00/sh(indirect: By 401(k))Exercise: $5.00Exp: 2017-06-30→ Common Stock (10,000 underlying)
Holdings
- 50
Stock Options
Exercise: $13.00From: 2001-04-24Exp: 2011-04-24→ Common Stock (4 underlying) - 944
Stock Options
Exercise: $13.00From: 2002-06-18Exp: 2012-06-18→ Common Stock (73 underlying) - 625.198(indirect: By ESOP)
Common Stock
- 6,000
Stock Options
Exercise: $25.00From: 2000-01-04Exp: 2010-01-04→ Common Stock (240 underlying) - 2,000
Stock Options
Exercise: $13.00From: 2002-02-12Exp: 2012-02-12→ Common Stock (154 underlying) - 1,240
Stock Options
Exercise: $13.30From: 2003-04-29Exp: 2013-04-29→ Common Stock (93 underlying) - 2,000
Stock Options
Exercise: $14.15From: 2004-01-06Exp: 2014-01-06→ Common Stock (141 underlying) - 2,014.12
Common Stock
- 2,900
Stock Option
Exercise: $14.75From: 2001-01-02Exp: 2011-01-02→ Common Stock (197 underlying) - 2,000
Stock Options
Exercise: $13.30From: 2003-02-04Exp: 2013-02-04→ Common Stock (150 underlying)
Footnotes (3)
- [F1]The convertible promissory note is convertible into shares of common stock at a conversion ratio of one share of common stock for each $5.00 in aggregate principal amount held on the record date of the conversion, subject to adjustment for stock dividends, stock-splits, repurchases or reclassifications, as described in the security.
- [F2]The holder of the convertible promissory note may, at the option of the holder, convert up to the full principal amount of the convertible promissory notes into shares of common stock at any time prior to redemption or maturity. On October 1, 2014, up to one-half of the original principal amount of the convertible promissory note will automatically convert into shares of common stock
- [F3]June 30, 2017 is the stated maturity date of the convertible promissory notes.
Documents
Issuer
BAYLAKE CORP
CIK 0000275119
Entity typeother
Related Parties
1- filerCIK 0001254830
Filing Metadata
- Form type
- 4/A
- Filed
- Aug 19, 8:00 PM ET
- Accepted
- Aug 20, 1:09 PM ET
- Size
- 17.5 KB