4//SEC Filing
HUTH JOHANNES P 4
Accession 0001181431-09-040474
CIK 0001441634other
Filed
Aug 19, 8:00 PM ET
Accepted
Aug 20, 2:35 PM ET
Size
34.5 KB
Accession
0001181431-09-040474
Insider Transaction Report
Form 4
KKR Europe II LTD
10% Owner
Transactions
- Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−362,766$5,441,490→ 10,550,790 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−532,095$7,981,425→ 15,475,684 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−1,059,473$15,892,095→ 30,814,161 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−710,606$10,659,090→ 20,667,556 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−94,076$1,411,140→ 2,736,160 total(indirect: By Partnership)
HUTH JOHANNES P
10% Owner
Transactions
- Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−1,059,473$15,892,095→ 30,814,161 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−710,606$10,659,090→ 20,667,556 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−362,766$5,441,490→ 10,550,790 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−532,095$7,981,425→ 15,475,684 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−94,076$1,411,140→ 2,736,160 total(indirect: By Partnership)
FISHER TODD A
10% Owner
Transactions
- Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−362,766$5,441,490→ 10,550,790 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−710,606$10,659,090→ 20,667,556 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−94,076$1,411,140→ 2,736,160 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−532,095$7,981,425→ 15,475,684 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−1,059,473$15,892,095→ 30,814,161 total(indirect: By Partnership)
Transactions
- Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−94,076$1,411,140→ 2,736,160 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−532,095$7,981,425→ 15,475,684 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−1,059,473$15,892,095→ 30,814,161 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−710,606$10,659,090→ 20,667,556 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−362,766$5,441,490→ 10,550,790 total(indirect: By Partnership)
Transactions
- Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−532,095$7,981,425→ 15,475,684 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−1,059,473$15,892,095→ 30,814,161 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−362,766$5,441,490→ 10,550,790 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−94,076$1,411,140→ 2,736,160 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−710,606$10,659,090→ 20,667,556 total(indirect: By Partnership)
MICHELSON MICHAEL W
10% Owner
Transactions
- Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−1,059,473$15,892,095→ 30,814,161 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−710,606$10,659,090→ 20,667,556 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−94,076$1,411,140→ 2,736,160 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−362,766$5,441,490→ 10,550,790 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−532,095$7,981,425→ 15,475,684 total(indirect: By Partnership)
GOLKIN PERRY
10% Owner
Transactions
- Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−362,766$5,441,490→ 10,550,790 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−1,059,473$15,892,095→ 30,814,161 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−532,095$7,981,425→ 15,475,684 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−710,606$10,659,090→ 20,667,556 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−94,076$1,411,140→ 2,736,160 total(indirect: By Partnership)
NAVAB ALEXANDAR JR
10% Owner
Transactions
- Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−532,095$7,981,425→ 15,475,684 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−710,606$10,659,090→ 20,667,556 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−94,076$1,411,140→ 2,736,160 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−1,059,473$15,892,095→ 30,814,161 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−362,766$5,441,490→ 10,550,790 total(indirect: By Partnership)
LIPSCHULTZ MARC S
10% Owner
Transactions
- Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−532,095$7,981,425→ 15,475,684 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−710,606$10,659,090→ 20,667,556 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−362,766$5,441,490→ 10,550,790 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−1,059,473$15,892,095→ 30,814,161 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−94,076$1,411,140→ 2,736,160 total(indirect: By Partnership)
Garaialde Jacques
10% Owner
Transactions
- Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−1,059,473$15,892,095→ 30,814,161 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−710,606$10,659,090→ 20,667,556 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−94,076$1,411,140→ 2,736,160 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−532,095$7,981,425→ 15,475,684 total(indirect: By Partnership) - Sale
Ordinary Shares, no par value
2009-08-18$15.00/sh−362,766$5,441,490→ 10,550,790 total(indirect: By Partnership)
Footnotes (13)
- [F1]Bali Investments S.a r.l. ("Bali") holds 150,274,441 of the ordinary shares of Avago Technologies Limited ("Avago"). The shareholders of Bali include overseas investment funds affiliated with Kohlberg Kravis Roberts & Co. L.P. ("KKR") and funds affiliated with Silver Lake Partners ("Silver Lake"). Each such person may be deemed to be a member of a group with respect to the ordinary shares of Avago held by Bali. However, each such person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein.
- [F10]The directors of KKR 1996 Overseas, Limited are the individuals named in footnote (4), other than Messrs. Garaialde and Calbert. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR 1996 Overseas, Limited but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F11]Avago Investment Partners, Limited Partnership ("AIP"), as a shareholder of Bali, may be deemed to indirectly own 10,550,790 ordinary shares of Avago. As the sole general partner of AIP, Avago Investment G.P., Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by AIP. As a member of Avago Investment G.P., Limited, KKR Millennium GP LLC may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by AIP. Avago Investment G.P., Limited and KKR Millennium GP LLC disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
- [F12]KKR Millennium GP LLC is a limited liability company, the managing members of which are Messrs. Henry R. Kravis and George R. Roberts, and the other members of which are the other individuals named in footnote (4), other than Messrs. Bae, Carroll and Saer. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR Millennium GP LLC but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F13]The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, any of the Reporting Persons is the beneficial owner of all such equity securities covered by this statement.
- [F2]Bali, certain affiliates of KKR, certain affiliates of Silver Lake, Seletar Investments Pte Ltd and Geyser Investment Pte Ltd are parties to a shareholders agreement with respect to the ordinary shares of Avago, and solely as a result of which each such person may be deemed to be a member of a group with respect to the ordinary shares of Avago directly or indirectly owned by such persons. However, each such person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of its pecuniary interest therein. Certain affiliates of KKR collectively have the right under the shareholders agreement to nominate up to three directors of Avago.
- [F3]KKR Millennium Fund (Overseas), Limited Partnership ("Millennium Fund"), as a shareholder of Bali, may be deemed to indirectly own 15,475,684 ordinary shares of Avago. As the sole general partner of Millennium Fund, KKR Associates Millennium (Overseas), Limited Partnership may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by Millennium Fund. As the sole general partner of KKR Associates Millennium (Overseas), Limited Partnership, KKR Millennium Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by Millennium Fund. KKR Associates Millennium (Overseas), Limited Partnership and KKR Millennium Limited disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
- [F4]The directors of KKR Millennium Limited are Messrs. Henry R. Kravis, George R. Roberts, James H. Greene, Jr., Paul E. Raether, Michael W. Michelson, Perry Golkin, Johannes P. Huth, Todd A. Fisher, Alexander Navab, Marc S. Lipschultz, Jacques Garaialde, Reinhard Gorenflos, Joseph Y. Bae, Brian F. Carroll, John K. Saer, Jr., Scott C. Nuttall, Michael M. Calbert and William J. Janetschek. Mr. Greene is a member of the board of directors of Avago. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR Millennium Limited but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F5]KKR European Fund, Limited Partnership ("European Fund"), as a shareholder of Bali, may be deemed to indirectly own 30,814,161 ordinary shares of Avago. As the sole general partner of European Fund, KKR Associates Europe, Limited Partnership may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund. As the sole general partner of KKR Associates Europe, Limited Partnership, KKR Europe Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund. KKR Associates Europe, Limited Partnership and KKR Europe Limited disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
- [F6]The directors of KKR Europe Limited are the individuals named in footnote (4), other than Mr. Calbert. Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR Europe Limited but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F7]KKR European Fund II, Limited Partnership ("European Fund II"), as a shareholder of Bali, may be deemed to indirectly own 20,667,556 ordinary shares of Avago. As the sole general partner of European Fund II, KKR Associates Europe II, Limited Partnership may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund II. As the sole general partner of KKR Associates Europe II, Limited Partnership, KKR Europe II Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by European Fund II. KKR Associates Europe II, Limited Partnership and KKR Europe II Limited disclaim beneficial ownership of such securities, except to the extent of their pecuniary interest.
- [F8]The directors of KKR Europe Limited II are the individuals named in footnote (4). Each of such individuals may be deemed to share voting and dispositive power with respect to any shares beneficially owned by KKR Europe Limited II but disclaim beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
- [F9]KKR Partners (International), Limited Partnership ("Partners International"), as a shareholder of Bali, may be deemed to indirectly own 2,736,160 ordinary shares of Avago. As the sole general partner of Partners International, KKR 1996 Overseas, Limited may be deemed to share voting and dispositive power with respect to the ordinary shares of Avago indirectly owned by Partners International. KKR 1996 Overseas, Limited disclaims beneficial ownership of such securities, except to the extent of its pecuniary interest.
Documents
Issuer
Avago Technologies LTD
CIK 0001441634
Entity typeother
Related Parties
1- filerCIK 0001206779
Filing Metadata
- Form type
- 4
- Filed
- Aug 19, 8:00 PM ET
- Accepted
- Aug 20, 2:35 PM ET
- Size
- 34.5 KB