Home/Filings/4/0001181431-09-041144
4//SEC Filing

DAWSON THOMAS COLLINS 4

Accession 0001181431-09-041144

CIK 0000825692other

Filed

Aug 24, 8:00 PM ET

Accepted

Aug 25, 5:06 PM ET

Size

33.0 KB

Accession

0001181431-09-041144

Insider Transaction Report

Form 4
Period: 2009-08-20
DAWSON THOMAS COLLINS
Vice President, Mill Group
Transactions
  • Expiration

    2004 NQSO's

    2009-08-205,0000 total
    Exercise: $17.05From: 1988-08-08Exp: 2015-12-01Common Stock (5,000 underlying)
  • Expiration

    1998 ISO's Traditional

    2009-08-202,7810 total
    Exercise: $34.00From: 2003-04-20Exp: 2008-04-20Common Stock (2,781 underlying)
  • Expiration

    1998 ISO's Performance

    2009-08-202,0140 total
    Exercise: $40.80From: 2003-04-20Exp: 2008-04-20Common Stock (2,014 underlying)
  • Expiration

    1999 ISO's Performance

    2009-08-202,3130 total
    Exercise: $30.90From: 2004-02-04Exp: 2009-02-04Common Stock (2,313 underlying)
  • Expiration

    1999 ISO's Traditional

    2009-08-203,2080 total
    Exercise: $25.75From: 2004-02-04Exp: 2009-02-04Common Stock (3,208 underlying)
  • Expiration

    1999 NQSO's

    2009-08-206480 total
    Exercise: $25.75From: 1999-02-04Exp: 2009-02-04Common Stock (648 underlying)
  • Expiration

    2000 ISO's

    2009-08-204,3930 total
    Exercise: $21.53From: 1988-08-08Exp: 2010-02-09Common Stock (4,393 underlying)
  • Expiration

    2003 NQSO's

    2009-08-201,5000 total
    Exercise: $8.17From: 1988-08-08Exp: 2013-08-14Common Stock (1,500 underlying)
  • Sale

    Common Stock

    2009-08-20$0.10/sh60,889$6,0890 total
  • Sale

    Common Stock

    2009-08-20$0.10/sh30,477$3,0480 total(indirect: By Spouse)
  • Expiration

    2000 ISO's

    2009-08-204,4820 total
    Exercise: $17.94From: 1988-08-08Exp: 2010-02-09Common Stock (4,482 underlying)
  • Expiration

    2000 NQSO's

    2009-08-203,3650 total
    Exercise: $9.38From: 2000-12-07Exp: 2010-12-07Common Stock (3,365 underlying)
  • Expiration

    2002 NQSO's

    2009-08-205,0000 total
    Exercise: $7.05From: 2004-01-09Exp: 2012-02-09Common Stock (5,000 underlying)
  • Expiration

    2005 NQSO's

    2009-08-209,0000 total
    Exercise: $10.59Exp: 2016-03-02Common Stock (9,000 underlying)
  • Expiration

    2007 NQSO's

    2009-08-2017,6000 total
    Exercise: $4.03Exp: 2017-09-07Common Stock (17,600 underlying)
Footnotes (8)
  • [F1]5,000 options vested.
  • [F2]4,393 options vested.
  • [F3]4,482 options vested.
  • [F4]1,500 options vested.
  • [F5]Restricted shares issued pursuant to the Long Term Equity Incentive Plan.
  • [F6]2,250 options vested; 2,250 options vesting each year March 2, 2008 through March 2, 2010.
  • [F7]8,800 options vesting each year September 7, 2009 through September 7, 2010.
  • [F8]Consideration received in connection with the cancellation of shares pursuant to the company's joint plan of reorganization.

Issuer

CARAUSTAR INDUSTRIES INC

CIK 0000825692

Entity typeother

Related Parties

1
  • filerCIK 0001273530

Filing Metadata

Form type
4
Filed
Aug 24, 8:00 PM ET
Accepted
Aug 25, 5:06 PM ET
Size
33.0 KB