Home/Filings/4/0001181431-09-041549
4//SEC Filing

KIRK SCOTT H MD 4

Accession 0001181431-09-041549

CIK 0001086939other

Filed

Aug 26, 8:00 PM ET

Accepted

Aug 27, 6:14 PM ET

Size

21.1 KB

Accession

0001181431-09-041549

Insider Transaction Report

Form 4
Period: 2009-08-25
Transactions
  • Sale

    Common Stock

    2009-08-25$4.50/sh10,448$47,036532,635 total(indirect: See Footnote 1)
  • Sale

    Common Stock

    2009-08-27$4.39/sh23,000$101,037504,735 total(indirect: See Footnote 1)
  • Sale

    Common Stock

    2009-08-26$4.39/sh4,900$21,513527,735 total(indirect: See Footnote 1)
Holdings
  • Stock Option (right to buy)

    Exercise: $4.45Exp: 2014-03-16Common Stock (25,000 underlying)
    0
  • Common Stock

    120,197
  • Stock Option (right to buy)

    Exercise: $7.35Exp: 2017-02-21Common Stock (12,000 underlying)
    0
  • Common Stock

    (indirect: See Footnote 2)
    695,360
  • Stock Option (right to buy)

    Exercise: $0.83Exp: 2012-05-23Common Stock (100,000 underlying)
    0
  • Stock Option (right to buy)

    Exercise: $5.96Exp: 2015-06-16Common Stock (15,000 underlying)
    0
  • Stock Option (right to buy)

    Exercise: $6.87Exp: 2016-06-20Common Stock (15,000 underlying)
    0
  • Stock Option (right to buy)

    Exercise: $2.75Exp: 2019-02-18Common Stock (20,000 underlying)
    0
Footnotes (12)
  • [F1]Represents shares of common stock held by Kirk Eye Center, S.C., of which Dr. Kirk is a shareholder. Dr. Kirk disclaims beneficial ownership of these shares, except to the extent of his proportionate pecuniary interest therein.
  • [F10]These shares were sold in multiple transactions ranging from 4.36 to 4.50, inclusive. The reporting person undertakes to provide to NovaMed, Inc., and security holder of NovaMed, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the foregoing range.
  • [F11]These shares were sold in multiple transactions ranging from 4.47 to 4.51, inclusive. The reporting person undertakes to provide to NovaMed, Inc., and security holder of NovaMed, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the foregoing range.
  • [F12]These shares were sold in multiple transactions ranging from 4.35 to 4.47, inclusive. The reporting person undertakes to provide to NovaMed, Inc., and security holder of NovaMed, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in the foregoing range.
  • [F2]Represents shares of common stock held by Scott Kirk Family LLC. Dr. Kirk is the manager and a member of the LLC. Dr. Kirk disclaims beneficial ownership of these shares, except to the extent of his proportionate pecuniary interest therein.
  • [F3]Subject to certain restrictions, 12,500 of these options vested on 11/23/02 with the remainder vesting 2,083 per month starting on 12/23/02.
  • [F4]Subject to certain restrictions, 3,125 of these options vested on 9/16/04 with the remainder vesting 520 per month starting on 10/16/04.
  • [F5]Subject to certain restrictions, 1,875 of these options vested on 12/17/05, with the remainder vesting 312 per month starting on 1/17/06.
  • [F6]Subject to certain restrictions, 1,875 of these options vested on 12/20/06 with the remainder vesting 312 per month starting on 1/20/07.
  • [F7]Subject to certain restrictions, 1,500 of these options vested on 8/21/07 with the remainder vesting 250 per month starting 9/21/07.
  • [F8]Includes 10,250 restricted shares of common stock.
  • [F9]Subject to certain restrictions, 2,500 of these options vested on 8/18/09 with the remainder vesting approximately 417 per month starting on 9/18/09.

Issuer

NOVAMED INC

CIK 0001086939

Entity typeother

Related Parties

1
  • filerCIK 0001205530

Filing Metadata

Form type
4
Filed
Aug 26, 8:00 PM ET
Accepted
Aug 27, 6:14 PM ET
Size
21.1 KB