4//SEC Filing
JANKER FRANZ 4
Accession 0001181431-09-042579
CIK 0000006951other
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 9:30 PM ET
Size
11.6 KB
Accession
0001181431-09-042579
Insider Transaction Report
Form 4
JANKER FRANZ
Executive Vice President
Transactions
- Tax Payment
Common Stock
2009-08-31$13.18/sh−5,363$70,684→ 413,752 total - Sale
Common Stock
2009-09-02$12.96/sh−9,637$124,915→ 404,115 total
Holdings
- 38,010.508(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]Represents shares that were automatically withheld upon vesting of performance shares (restricted stock units) to cover tax withholding obligations in a transaction exempt under Rule 16b-3.
- [F2]Increased number of shares reflects periodic payroll acquisitions under Employees' Stock Purchase Plan that are exempt under Rule 16a-10 and Rule 16b-3. Number of shares also includes 315,000 performance shares (restricted stock units) previously reported that in the future will be converted on a one-for-one basis into shares of Applied Materials, Inc. common stock upon vesting, which vesting is scheduled to occur as follows: (a) 150,000 performance shares are scheduled to vest in two equal annual installments beginning 12/19/09; (b) 105,000 performance shares are scheduled to vest in three equal annual installments beginning 12/19/09; and (c) provided specified performance goals are achieved, 60,000 performance shares are scheduled to vest (i) as to 30,000 shares no earlier than 12/19/09 and (ii) as to 30,000 shares no earlier than in two equal annual installments beginning 12/19/10 (all vesting is subject to continued employment through each vesting date).
- [F3]Increased number of shares reflects periodic payroll acquisitions and dividend reinvestment under the 401(k) Plan that are exempt under Rule 16b-3.
Issuer
APPLIED MATERIALS INC /DE
CIK 0000006951
Entity typeother
Related Parties
1- filerCIK 0001247273
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 9:30 PM ET
- Size
- 11.6 KB