Home/Filings/4/0001181431-09-045098
4//SEC Filing

Orlando Warren S 4

Accession 0001181431-09-045098

CIK 0001415277other

Filed

Sep 23, 8:00 PM ET

Accepted

Sep 24, 5:04 PM ET

Size

14.8 KB

Accession

0001181431-09-045098

Insider Transaction Report

Form 4
Period: 2009-09-23
Orlando Warren S
DirectorChairman of the Board
Transactions
  • Award

    Employee Stock Options

    2009-09-23+466,667466,667 total
    Exercise: $5.40From: 2019-09-23Exp: 2019-09-23Common Stock (466,667 underlying)
  • Purchase

    Common Stock

    2009-09-23$5.00/sh+10,000$50,00010,000 total
Holdings
  • Employee Stock Options

    Exercise: $12.50From: 2004-04-30Exp: 2014-04-30Common Stock (53,333 underlying)
    53,333
  • Common Stock

    (indirect: By Trust)
    940
  • Employee Stock Options

    Exercise: $13.50From: 2005-12-19Exp: 2015-12-19Common Stock (69,355 underlying)
    69,355
  • Employee Stock Options

    Exercise: $14.50Exp: 2018-03-01Common Stock (64,395 underlying)
    64,395
  • Common Stock

    (indirect: by .KOMM Investments, Ltd.)
    31,278
  • Employee Stock Options

    Exercise: $10.60From: 2003-07-01Exp: 2013-07-01Common Stock (34,448 underlying)
    34,448
  • Employee Stock Options

    Exercise: $7.00Exp: 2018-09-30Common Stock (60,000 underlying)
    60,000
Footnotes (3)
  • [F1]Granted on September 23, 2009 vest ratably on a ten year vesting schedule.
  • [F2]The options were granted on March 1, 2008 and vest in ten equal annual installments beginning March 1, 2010.
  • [F3]The options were granted on September 30, 2008 and vest in five equal annual installments beginning September 30, 2009.

Issuer

1st United Bancorp, Inc.

CIK 0001415277

Entity typeother

Related Parties

1
  • filerCIK 0001460210

Filing Metadata

Form type
4
Filed
Sep 23, 8:00 PM ET
Accepted
Sep 24, 5:04 PM ET
Size
14.8 KB