|4Sep 24, 5:05 PM ET

Marino John 4

4 · 1st United Bancorp, Inc. · Filed Sep 24, 2009

Insider Transaction Report

Form 4
Period: 2009-09-23
Marino John
DirectorPresident, CFO
Transactions
  • Purchase

    Common Stock

    2009-09-23$5.00/sh+6,000$30,00028,339 total(indirect: By IRA)
  • Award

    Employee Stock Options

    2009-09-23+466,667466,667 total
    Exercise: $5.40From: 2019-09-23Exp: 2019-09-23Common Stock (466,667 underlying)
Holdings
  • Employee Stock Options

    Exercise: $7.00Exp: 2018-09-30Commno Stock (60,000 underlying)
    60,000
  • Employee Stock Options

    Exercise: $10.60From: 2003-07-01Exp: 2013-07-01Common Stock (34,338 underlying)
    34,448
  • Employee Stock Options

    Exercise: $13.50From: 2005-12-19Exp: 2015-12-19Common Stock (69,355 underlying)
    69,355
  • Common Stock

    (indirect: By .KOMM Investments, Ltd.)
    14,923
  • Employee Stock Options

    Exercise: $12.50From: 2004-04-30Exp: 2015-04-30Common Stock (53.333 underlying)
    53,333
  • Employee Stock Options

    Exercise: $14.50Exp: 2018-03-01Common Stock (64,305 underlying)
    64,305
Footnotes (3)
  • [F1]The options were granted on September 30, 2008 and vest in five equal annual installments beginning September 30, 2009.
  • [F2]The options were granted on March 1, 2008 and vest in ten equal annual installments beginning March 1, 2010.
  • [F3]The options were granted on September 30, 2008 and vest in five equal annual installments beginning September 30, 2009.

Documents

1 file
  • 4
    rrd253690.xmlPrimary

    FORM 4 - 2009 OFFERING