UNITED PAN AM FINANCIAL CORP 4
4 · UNITED PAN AM FINANCIAL CORP · Filed Sep 28, 2009
Insider Transaction Report
Form 4
UNITED PAN AM FINANCIAL CORPUPFC.PK
BRON GUILLERMO
DirectorCHAIRMAN OF THE BOARD10% Owner
Transactions
- Exercise/Conversion
Common Stock
2009-09-11$3.25/sh+100,000$325,000→ 777,894 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2009-09-11−100,000→ 0 totalExercise: $3.25From: 2002-09-13Exp: 2009-09-14→ Common Stock (100,000 underlying) - Other
Common Stock
2009-09-11$3.25/sh−100,000$325,000→ 677,894 total - Other
Common Stock
2009-09-11$3.25/sh+100,000$325,000→ 100,000 total(indirect: By Trust)
Holdings
- 5,079,357(indirect: By Pan American Financial, L.P.)
Common Stock
Footnotes (2)
- [F1]Represents that of the 777,894 shares acquired, 100,000 shares were transferred to Mr. Guillermo's family trust and the rest remain directly owned by him.
- [F2]Option granted under the UPFC Amended and Restated 1997 Employee Stock Incentive Plan.