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4//SEC Filing

TARBOX RICHARD C 4

Accession 0001181431-09-046432

CIK 0001337272other

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 5:03 PM ET

Size

12.8 KB

Accession

0001181431-09-046432

Insider Transaction Report

Form 4
Period: 2009-09-30
TARBOX RICHARD C
SVP-Corporate Development
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2009-09-30+247,207.239247,207.239 total
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2009-09-3016,245.370 total
    Exercise: $4.50From: 2005-08-11Exp: 2012-03-06Units (16,245.37 underlying)
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2009-09-3049,222.2220 total
    Exercise: $4.50From: 2005-08-11Exp: 2011-03-07Units (49,222.222 underlying)
  • Exercise/Conversion

    Class L Common Stock

    2009-09-30+27,459.0227,459.02 total
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2009-09-30124,691.8220 total
    Exercise: $4.50From: 2005-08-11Exp: 2010-02-27Units (124,691.822 underlying)
Footnotes (2)
  • [F1]Shares received upon exercise of an aggregate of 190,159.4148 options for Units at an exercise price of $4.50 per Unit.
  • [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.

Issuer

SUNGARD CAPITAL CORP

CIK 0001337272

Entity typeother

Related Parties

1
  • filerCIK 0001214681

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 5:03 PM ET
Size
12.8 KB