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SUNGARD CAPITAL CORP·4

Oct 2, 5:03 PM ET

TARBOX RICHARD C 4

4 · SUNGARD CAPITAL CORP · Filed Oct 2, 2009

Insider Transaction Report

Form 4
Period: 2009-09-30
SUNGARD CAPITAL CORPNONE
TARBOX RICHARD C
SVP-Corporate Development
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2009-09-30+247,207.239→ 247,207.239 total
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2009-09-30−16,245.37→ 0 total
    Exercise: $4.50From: 2005-08-11Exp: 2012-03-06→ Units (16,245.37 underlying)
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2009-09-30−49,222.222→ 0 total
    Exercise: $4.50From: 2005-08-11Exp: 2011-03-07→ Units (49,222.222 underlying)
  • Exercise/Conversion

    Class L Common Stock

    2009-09-30+27,459.02→ 27,459.02 total
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2009-09-30−124,691.822→ 0 total
    Exercise: $4.50From: 2005-08-11Exp: 2010-02-27→ Units (124,691.822 underlying)
Footnotes (2)
  • [F1]Shares received upon exercise of an aggregate of 190,159.4148 options for Units at an exercise price of $4.50 per Unit.
  • [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.

Documents

1 file
  • 4
    rrd254198.xmlPrimary

    TARBOX.SCC.FORM4.EXERCISE.093009