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ENERNOC INC·4

Oct 7, 12:44 PM ET

Fisher John H N 4

4 · ENERNOC INC · Filed Oct 7, 2009

Insider Transaction Report

Form 4
Period: 2007-12-21
ENERNOC INCENOC
DRAPER TIMOTHY C
10% Owner
Transactions
  • Sale

    Common Stock

    2007-12-21$46.09/sh−2,000$92,170→ 87,336 total(indirect: John H.N. Fisher)
  • Purchase

    Common Stock

    2008-03-12$10.50/sh+25,000$262,500→ 112,346 total(indirect: John H. N. Fisher)
  • Purchase

    Common Stock

    2008-10-06$7.07/sh+67,915$480,023→ 315,479 total(indirect: Timothy C. Draper)
Holdings

  • Common Stock

    (indirect: By LLC)
    178,138

  • Common Stock

    (indirect: By LLC)
    53,408

  • Common Stock

    (indirect: John H.N. Fisher)
    214,548

  • Common Stock

    (indirect: Stephen T. Jurvetson)
    78,652

  • Common Stock

    (indirect: Timothy C. Draper)
    142,542

  • Common Stock

    (indirect: Draper Fisher Jurvetson Fund VI, L.P.)
    1,910,325

  • Common Stock

    (indirect: Timothy C. Draper)
    142,551

  • Common Stock

    (indirect: Draper Fisher Jurvetson Fund VI, L.P.)
    1,910,325

  • Common Stock

    (indirect: Stephen T. Jurvetson)
    180,854

  • Common Stock

    (indirect: Stephen T. Jurvetson)
    78,642

  • Common Stock

    (indirect: By LLC)
    238,002

  • Common Stock

    (indirect: By LLC)
    53,408
Footnotes (18)
  • [F1]Represents shares sold by Mr. Fisher on December 21, 2007. The shares were erroneously omitted from the reporting person's subsequently filed Form 4s on March 24, 2008, March 27, 2008, April 9, 2008, August 27, 2008, August 6, 2009 and September 1, 2009.
  • [F10]Represents 16,367 shares held indirectly by Mr. Draper through the Timothy Draper Living Trust (the "Draper Trust"), 43,483 shares held indirectly through Fund VI, 5,191 shares held indirectly through the General Partner of Fund VI, and 77,510 shares indirectly through Draper Associates, L.P. of which Mr. Draper is the President of the General Partner.
  • [F11]Represents 19,766 shares owned indirectly by Mr. Jurvetson through the Jurvetson Trust, 11,643 shares owned indirectly through the Side Fund to Fund VI, 5,039 shares held indirectly through the General Partner of Fund VI, and 42,204 shares held indirectly through Fund VI.
  • [F12]Represents shares owned directly by Fund VI.
  • [F13]Represents shares owned by Fund VI to which the General Partner has a pecuniary interest.
  • [F14]Represents shares owned directly by the Side Fund.
  • [F15]Represents shares purchased by Mr. Draper on October 6, 2008. The shares were erroneously omitted from the reporting person's subsequently filed Form 4s on August 6, 2009, September 1, 2009.
  • [F16]Represents 95,413 shares held indirectly by Mr. Draper through the Draper Trust, 34,786 shares held indirectly through Fund VI, 107,770 shares held indirectly through the General Partner of Fund VI, 77,510 shares indirectly through Draper Associates, L.P. of which Mr. Draper is the President of the General Partner.
  • [F17]Represents 56,522 shares owned indirectly by Mr. Fisher through the Fisher Trust, 19,663 shares held indirectly through the Side Fund to Fund VI, 104,600 shares held indirectly through the General Partner of Fund VI, and 33,763 shares held indirectly through Fund VI.
  • [F18]Represents 30,848 shares owned indirectly by Mr. Jurvetson through the Jurvetson Trust, 11,643 shares owned indirectly through the Side Fund to Fund VI, 104,600 shares held indirectly through the General Partner of Fund VI, and 33,763 shares held indirectly through Fund VI.
  • [F2]Represents 4,554 shares owned indirectly by Mr. Fisher through the John Fisher and Jennifer Caldwell Living Trust dated January 7, 2000, as amended and restated on March 28, 2008 ("Fisher Trust"), 19,663 shares held indirectly through Draper Fisher Jurvetson Partners VI, LLC (the "Side Fund") to Draper Fisher Jurvetson Fund VI ("Fund VI"), 20,915 shares held indirectly through Draper Fisher Jurvetson Management Company VI, LLC (the "General Partner") of Fund VI, and 42,204 shares held indirectly through Fund VI.
  • [F3]Represents 43,483 shares held indirectly by Mr. Draper through Fund VI, 21,549 shares held indirectly through the General Partner of Fund VI, and 77,510 shares indirectly through Draper Associates, L.P. of which Mr. Draper is the President of the General Partner.
  • [F4]Represents 3,880 shares owned indirectly by Mr. Jurvetson through The Steve and Karla Jurvetson Living Trust dated 8/27/82 (the "Jurvetson Trust"), 11,643 shares owned indirectly through the Side Fund to Fund VI, 20,915 shares held indirectly through the General Partner of Fund VI, and 42,204 shares held indirectly through Fund VI.
  • [F5]Represents shares owned directly by Fund VI.
  • [F6]Represents shares owned by Fund VI to which the General Partner has a pecuniary interest.
  • [F7]Represents shares owned directly by the Side Fund.
  • [F8]Represents purchase of shares by Mr. Fisher on March 12, 2008. The shares were erroneously omitted from the reporting person's subsequently filed Form 4s on March 24, 2008, March 27, 2008, April 9, 2008, August 27, 2008, August 6, 2009 and September 1, 2009.
  • [F9]Represents 45,440 shares owned indirectly by Mr. Fisher through the Fisher Trust, 19,663 shares held indirectly through the Side Fund to Fund VI, 5,039 shares held indirectly through the General Partner of Fund VI, and 42,204 shares held indirectly through Fund VI.

Documents

2 files