4//SEC Filing
SPO ADVISORY PARTNERS LP 4
Accession 0001181431-09-047175
CIK 0001469510other
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 9:10 PM ET
Size
22.5 KB
Accession
0001181431-09-047175
Insider Transaction Report
Form 4
SPO ADVISORY PARTNERS LP
10% Owner
Transactions
- Purchase
Common Stock
2009-10-06$10.35/sh+65,900$682,065→ 8,861,500 total(indirect: See footnotes) - Purchase
Common Stock
2009-10-05$10.32/sh+27,900$287,928→ 8,796,100 total(indirect: See footnotes)
Holdings
- 8,449,278(indirect: See footnotes)
Warrants
Exercise: $13.00From: 2009-09-25Exp: 2014-09-25→ Common Stock (0 underlying)
SCULLY JOHN H
10% Owner
Transactions
- Purchase
Common Stock
2009-10-05$10.32/sh+27,900$287,928→ 8,796,100 total(indirect: See footnotes) - Purchase
Common Stock
2009-10-06$10.35/sh+65,900$682,065→ 8,861,500 total(indirect: See footnotes)
Holdings
- 8,449,278(indirect: See footnotes)
Warrants
Exercise: $13.00From: 2009-09-25Exp: 2014-09-25→ Common Stock (0 underlying)
SF ADVISORY PARTNERS LP
10% Owner
Transactions
- Purchase
Common Stock
2009-10-06$10.35/sh+65,900$682,065→ 8,861,500 total(indirect: See footnotes) - Purchase
Common Stock
2009-10-05$10.32/sh+27,900$287,928→ 8,796,100 total(indirect: See footnotes)
Holdings
- 8,449,278(indirect: See footnotes)
Warrants
Exercise: $13.00From: 2009-09-25Exp: 2014-09-25→ Common Stock (0 underlying)
SPO PARTNERS II LP
10% Owner
Transactions
- Purchase
Common Stock
2009-10-06$10.35/sh+65,900$682,065→ 8,861,500 total(indirect: See footnotes) - Purchase
Common Stock
2009-10-05$10.32/sh+27,900$287,928→ 8,796,100 total(indirect: See footnotes)
Holdings
- 8,449,278(indirect: See footnotes)
Warrants
Exercise: $13.00From: 2009-09-25Exp: 2014-09-25→ Common Stock (0 underlying)
PATTERSON WILLIAM J
10% Owner
Transactions
- Purchase
Common Stock
2009-10-06$10.35/sh+65,900$682,065→ 8,861,500 total(indirect: See footnotes) - Purchase
Common Stock
2009-10-05$10.32/sh+27,900$287,928→ 8,796,100 total(indirect: See footnotes)
Holdings
- 8,449,278(indirect: See footnotes)
Warrants
Exercise: $13.00From: 2009-09-25Exp: 2014-09-25→ Common Stock (0 underlying)
SPO ADVISORY CORP
10% Owner
Transactions
- Purchase
Common Stock
2009-10-05$10.32/sh+27,900$287,928→ 8,796,100 total(indirect: See footnotes) - Purchase
Common Stock
2009-10-06$10.35/sh+65,900$682,065→ 8,861,500 total(indirect: See footnotes)
Holdings
- 8,449,278(indirect: See footnotes)
Warrants
Exercise: $13.00From: 2009-09-25Exp: 2014-09-25→ Common Stock (0 underlying)
SAN FRANCISCO PARTNERS LP
10% Owner
Transactions
- Purchase
Common Stock
2009-10-05$10.32/sh+27,900$287,928→ 8,796,100 total(indirect: See footnotes) - Purchase
Common Stock
2009-10-06$10.35/sh+65,900$682,065→ 8,861,500 total(indirect: See footnotes)
Holdings
- 8,449,278(indirect: See footnotes)
Warrants
Exercise: $13.00From: 2009-09-25Exp: 2014-09-25→ Common Stock (0 underlying)
OBERNDORF WILLIAM E
10% Owner
Transactions
- Purchase
Common Stock
2009-10-05$10.32/sh+27,900$287,928→ 8,796,100 total(indirect: See footnotes) - Purchase
Common Stock
2009-10-06$10.35/sh+65,900$682,065→ 8,861,500 total(indirect: See footnotes)
Holdings
- 8,449,278(indirect: See footnotes)
Warrants
Exercise: $13.00From: 2009-09-25Exp: 2014-09-25→ Common Stock (0 underlying)
MCDERMOTT EDWARD H
10% Owner
Transactions
- Purchase
Common Stock
2009-10-06$10.35/sh+65,900$682,065→ 8,861,500 total(indirect: See footnotes) - Purchase
Common Stock
2009-10-05$10.32/sh+27,900$287,928→ 8,796,100 total(indirect: See footnotes)
Holdings
- 8,449,278(indirect: See footnotes)
Warrants
Exercise: $13.00From: 2009-09-25Exp: 2014-09-25→ Common Stock (0 underlying)
Footnotes (5)
- [F1]The entities and individuals directly acquiring these shares reported in this filing are SPO Partners II, L.P. ("SPO Partners"), which bought 89,900 shares, San Francisco Partners, L.P. ("SF Partners") which bought 3,200 shares and William E. Oberndorf ("WEO"), who bought 700 shares. The range of prices for the purchases on 10/5/09, reported in Line 1 above, was $10.28-$10.35. The range of prices for the purchases on 10/6/09, reported in Line 2 above, was $10.30-$10.36 (full detailed information regarding the shares purchased at each price will be provided upon request).
- [F2]As a result of the purchases causing this filing, 8,566,900 of these shares are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) John H. Scully ("JHS"), WEO, William J. Patterson ("WJP") and Edward H. McDermott ("EHM"), the four controlling persons of SPO Corp. Additionally, 294,600 of these shares are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS, WEO, WJP and EHM, the four controlling persons of SPO Corp.
- [F3]Additionally, (i) 3,100 shares are directly owned by JHS and are held in an IRA, which is self-directed, (ii) 66,500 shares are directly owned by WEO and are held in an IRA, which is self-directed, (iii) 300 shares are directly owned by WJP and are held in an IRA, which is self-directed and (iv) 700 shares are directly owned by EHM and are held in an IRA.
- [F4]Additionally, 8,169,525 warrants are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Partners, (ii) SPO Corp., the sole general partner of SPO Advisory, and (iii) JHS, WEO, WJP and EHM, the four controlling persons of SPO Corp. Additionally, 279,753 warrants are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory, the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS, WEO, WJP and EHM, the four controlling persons of SPO Corp.
- [F5]Additionally, (i) 813 warrants are directly owned by JHS and are held in an IRA, which is self-directed, (ii) 61,588 warrants are directly owned by WEO and are held in a n IRA, which is self-directed, (iii) 58 warrants are directly owned by WJP and are held in an IRA, which is self-directed and (iv) 622 warrants are directly owned by EHM and are held in an IRA, which is self-directed.
Issuer
Resolute Energy Corp
CIK 0001469510
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001252456
Filing Metadata
- Form type
- 4
- Filed
- Oct 6, 8:00 PM ET
- Accepted
- Oct 7, 9:10 PM ET
- Size
- 22.5 KB