Home/Filings/4/0001181431-09-047280
4//SEC Filing

LAZAROWITZ ROBERT M 4

Accession 0001181431-09-047280

CIK 0001060749other

Filed

Oct 7, 8:00 PM ET

Accepted

Oct 8, 4:02 PM ET

Size

30.2 KB

Accession

0001181431-09-047280

Insider Transaction Report

Form 4
Period: 2009-10-06
Transactions
  • Exercise/Conversion

    Class A Common Stock

    2009-10-06$4.57/sh+7,000$31,95532,878 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2009-10-06$4.57/sh7,000$31,95575,000 total
    Exercise: $4.57From: 2006-07-26Exp: 2012-07-26Class A Common Stock (7,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2009-10-07$7.98/sh15,000$119,70030,000 total
    Exercise: $7.98From: 2008-05-12Exp: 2015-05-12Class A Common Stock (15,000 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2009-10-06$6.06/sh+15,000$90,90047,878 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2009-10-06$16.43/sh16,000$262,88090,000 total
    Exercise: $16.43From: 2005-05-17Exp: 2011-05-17Class A Common Stock (16,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2009-10-06$6.06/sh15,000$90,90060,000 total
    Exercise: $6.06From: 2007-05-15Exp: 2013-05-15Class A Common Stock (15,000 underlying)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2009-10-07$11.07/sh15,000$166,05045,000 total
    Exercise: $11.07From: 2008-05-13Exp: 2014-05-13Class A Common Stock (15,000 underlying)
  • Exercise/Conversion

    Class A Common Stock

    2009-10-06$6.13/sh+8,000$49,08025,878 total
  • Exercise/Conversion

    Class A Common Stock

    2009-10-07$11.07/sh+15,000$166,05016,878 total
  • Exercise/Conversion

    Class A Common Stock

    2009-10-06$16.43/sh+16,000$262,88017,878 total
  • Sale

    Class A Common Stock

    2009-10-06$21.37/sh46,000$983,0201,878 total
  • Exercise/Conversion

    Class A Common Stock

    2009-10-07$7.98/sh+15,000$119,70031,878 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2009-10-06$6.13/sh8,000$49,08082,000 total
    Exercise: $6.13From: 2006-05-23Exp: 2012-05-23Class A Common Stock (8,000 underlying)
  • Sale

    Class A Common Stock

    2009-10-07$21.75/sh30,000$652,5001,878 total
Holdings
  • Class A Common Stock (Previously Reported)

    (indirect: By LLC)
    2,014,000
  • Class A Common Stock (Previously Reported)

    (indirect: Family)
    1,400
  • Class A Common Stock (Previously Reported)

    (indirect: By Trust)
    81,206
Footnotes (5)
  • [F1]Represents the sale (after the exercise of options) of 46,000 shares in 30 separate transactions at prices ranging from $21.06 to $21.58 per share, resulting in a weighted average sale price per share of $21.37.
  • [F2]Reporting person undertakes to provide the SEC, the Issuer, or security holder full information pertaining to the number of shares sold at each separate price.
  • [F3]Represents the sale (after the exercise of options) of 30,000 shares in five separate transactions at prices ranging from $21.72 to $21.78 per share, resulting in a weighted average sale price per share of $21.75.
  • [F4]Represents shares previously held for the benefit of minors which are no longer attributable to the reporting person that will not be reported in future filings.
  • [F5]Aggregate amount represents previously granted stock option awards with different exercise prices, and exercisable and expiration dates.

Issuer

KNIGHT CAPITAL GROUP, INC.

CIK 0001060749

Entity typeother

Related Parties

1
  • filerCIK 0001235139

Filing Metadata

Form type
4
Filed
Oct 7, 8:00 PM ET
Accepted
Oct 8, 4:02 PM ET
Size
30.2 KB