Home/Filings/4/0001181431-09-047405
4//SEC Filing

SPO ADVISORY PARTNERS LP 4

Accession 0001181431-09-047405

CIK 0001469510other

Filed

Oct 8, 8:00 PM ET

Accepted

Oct 9, 7:05 PM ET

Size

20.8 KB

Accession

0001181431-09-047405

Insider Transaction Report

Form 4
Period: 2009-10-07
Transactions
  • Purchase

    Common Stock

    2009-10-07$10.50/sh+75,000$787,5008,935,900 total(indirect: See footnotes)
Holdings
  • Warrants

    (indirect: See footnotes)
    Exercise: $13.00From: 2009-09-25Exp: 2014-09-25Common Stock (0 underlying)
    8,449,278
Transactions
  • Purchase

    Common Stock

    2009-10-07$10.50/sh+75,000$787,5008,935,900 total(indirect: See footnotes)
Holdings
  • Warrants

    (indirect: See footnotes)
    Exercise: $13.00From: 2009-09-25Exp: 2014-09-25Common Stock (0 underlying)
    8,449,278
Transactions
  • Purchase

    Common Stock

    2009-10-07$10.50/sh+75,000$787,5008,935,900 total(indirect: See footnotes)
Holdings
  • Warrants

    (indirect: See footnotes)
    Exercise: $13.00From: 2009-09-25Exp: 2014-09-25Common Stock (0 underlying)
    8,449,278
Transactions
  • Purchase

    Common Stock

    2009-10-07$10.50/sh+75,000$787,5008,935,900 total(indirect: See footnotes)
Holdings
  • Warrants

    (indirect: See footnotes)
    Exercise: $13.00From: 2009-09-25Exp: 2014-09-25Common Stock (0 underlying)
    8,449,278
Transactions
  • Purchase

    Common Stock

    2009-10-07$10.50/sh+75,000$787,5008,935,900 total(indirect: See footnotes)
Holdings
  • Warrants

    (indirect: See footnotes)
    Exercise: $13.00From: 2009-09-25Exp: 2014-09-25Common Stock (0 underlying)
    8,449,278
Transactions
  • Purchase

    Common Stock

    2009-10-07$10.50/sh+75,000$787,5008,935,900 total(indirect: See footnotes)
Holdings
  • Warrants

    (indirect: See footnotes)
    Exercise: $13.00From: 2009-09-25Exp: 2014-09-25Common Stock (0 underlying)
    8,449,278
Transactions
  • Purchase

    Common Stock

    2009-10-07$10.50/sh+75,000$787,5008,935,900 total(indirect: See footnotes)
Holdings
  • Warrants

    (indirect: See footnotes)
    Exercise: $13.00From: 2009-09-25Exp: 2014-09-25Common Stock (0 underlying)
    8,449,278
SCULLY JOHN H
10% Owner
Transactions
  • Purchase

    Common Stock

    2009-10-07$10.50/sh+75,000$787,5008,935,900 total(indirect: See footnotes)
Holdings
  • Warrants

    (indirect: See footnotes)
    Exercise: $13.00From: 2009-09-25Exp: 2014-09-25Common Stock (0 underlying)
    8,449,278
Transactions
  • Purchase

    Common Stock

    2009-10-07$10.50/sh+75,000$787,5008,935,900 total(indirect: See footnotes)
Holdings
  • Warrants

    (indirect: See footnotes)
    Exercise: $13.00From: 2009-09-25Exp: 2014-09-25Common Stock (0 underlying)
    8,449,278
Footnotes (5)
  • [F1]The entities and individuals directly acquiring these shares reported in this filing are SPO Partners II, L.P. ("SPO Partners"), which bought 71,900 shares, San Francisco Partners, L.P. ("SF Partners") which bought 2,500 shares and William E. Oberndorf ("WEO"), who bought 600 shares. The range of prices for the purchases on 10/7/09, reported in Line 1 above, was $10.49-$10.50 (full detailed information regarding the shares purchased at each price will be provided upon request).
  • [F2]As a result of the purchases causing this filing, 8,638,800 of these shares are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory Partners, L.P. ("SPO Advisory"), the sole general partner of SPO Partners, (ii) SPO Advisory Corp. ("SPO Corp."), the sole general partner of SPO Advisory, and (iii) John H. Scully ("JHS"), WEO, William J. Patterson ("WJP") and Edward H. McDermott ("EHM"), the four controlling persons of SPO Corp. Additionally, 297,100 of these shares are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory Partners, L.P. ("SF Advisory"), the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS, WEO, WJP and EHM, the four controlling persons of SPO Corp.
  • [F3]Additionally, (i) 3,100 shares are directly owned by JHS and are held in an IRA, which is self-directed, (ii) 67,100 shares are directly owned by WEO and are held in an IRA, which is self-directed, (iii) 300 shares are directly owned by WJP and are held in an IRA, which is self-directed and (iv) 700 shares are directly owned by EHM and are held in an IRA.
  • [F4]Additionally, 8,169,525 warrants are owned directly by SPO Partners, and may be deemed to be indirectly beneficially owned by (i) SPO Advisory, the sole general partner of SPO Partners, (ii) SPO Corp., the sole general partner of SPO Advisory, and (iii) JHS, WEO, WJP and EHM, the four controlling persons of SPO Corp. Additionally, 279,753 warrants are owned directly by SF Partners, and may be deemed to be indirectly beneficially owned by (i) SF Advisory, the sole general partner of SF Partners, (ii) SPO Corp., the sole general partner of SF Advisory, and (iii) JHS, WEO, WJP and EHM, the four controlling persons of SPO Corp.
  • [F5]Additionally, (i) 813 warrants are directly owned by JHS and are held in an IRA, which is self-directed, (ii) 61,588 warrants are directly owned by WEO and are held in an IRA, which is self-directed, (iii) 58 warrants are directly owned by WJP and are held in an IRA, which is self-directed and (iv) 622 warrants are directly owned by EHM and are held in an IRA, which is self-directed.

Issuer

Resolute Energy Corp

CIK 0001469510

Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001252456

Filing Metadata

Form type
4
Filed
Oct 8, 8:00 PM ET
Accepted
Oct 9, 7:05 PM ET
Size
20.8 KB