4//SEC Filing
BofI Holding, Inc. 4
Accession 0001181431-09-048306
$AXCIK 0001299709operating
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 8:14 PM ET
Size
15.3 KB
Accession
0001181431-09-048306
Insider Transaction Report
Form 4
RULE ARTHUR RICHARDS
10% Owner
Transactions
- Sale
Common Stock
2009-10-07$8.50/sh−20,000$170,000→ 640,000 total(indirect: By Exploration Capital Partners 1998-B L.P.) - Sale
Common Stock
2009-10-15$8.00/sh−3,000$24,000→ 0 total - Sale
Common Stock
2009-10-09$8.50/sh−12,000$102,000→ 628,000 total(indirect: By Exploration Capital Partners 1998-B L.P.) - Sale
Common Stock
2009-10-21$8.20/sh−28,000$229,600→ 600,000 total(indirect: By Exploration Capital Partners 1998-B L.P.)
Holdings
- 50,000(indirect: By Global Resource Investments Ltd.)
Common Stock
- 100,000(indirect: By Resource Capital Investment Corp.)
Common Stock
- 20,000(indirect: By Spouse)
Common Stock
RULE FAMILY TRUST UDT 12 17 98
10% Owner
Transactions
- Sale
Common Stock
2009-10-09$8.50/sh−12,000$102,000→ 628,000 total(indirect: By Exploration Capital Partners 1998-B L.P.) - Sale
Common Stock
2009-10-21$8.20/sh−28,000$229,600→ 600,000 total(indirect: By Exploration Capital Partners 1998-B L.P.) - Sale
Common Stock
2009-10-07$8.50/sh−20,000$170,000→ 640,000 total(indirect: By Exploration Capital Partners 1998-B L.P.) - Sale
Common Stock
2009-10-15$8.00/sh−3,000$24,000→ 0 total
Holdings
- 20,000(indirect: By Spouse)
Common Stock
- 50,000(indirect: By Global Resource Investments Ltd.)
Common Stock
- 100,000(indirect: By Resource Capital Investment Corp.)
Common Stock
Footnotes (6)
- [F1]The shares are beneficially owned by both reporting owners, the Rule Family Trust udt 12/17/98 and Arthur Richards Rule.
- [F2]On October 5, 2009, the reporting persons filed a Form 4 that incorrectly indicated that the reporting persons were no longer subject to Section 16 requirements by virtue of the sale reported in that Form 4. Since the record date for the Issuer's annual meeting of shareholders was September 10, 2009 and the reporting persons still held ten percent of the Issuer's outstanding shares on that date, the reporting persons remained subject to Section 16 requirements through October 22, 2009, being the date of the Issuer's annual meeting of shareholders. Accordingly, this Form 4 is being filed to report sales of the Issuer's stock that occurred after the sale reported on October 5, 2009 and through October 22, 2009.
- [F3]The general partner of Exploration Capital Partners 1998-B L.P. is Resource Capital Investment Corporation, which is owned 100% by the Rule Family Trust udt 12/17/98. Arthur Richards Rule is co-Trustee of the Rule Family Trust udt 12/17/98.
- [F4]The shares are beneficially owned by Arthur Richards Rule.
- [F5]Global Resource Investments Ltd. is owned 100% by Rule Investments, Inc., which is owned 100% by the Rule Family Trust udt 12/17/98. Arthur Richards Rule is co-Trustee of the Rule Family Trust udt 12/17/98.
- [F6]Resource Capital Investment Corp. is owned 100% by the Rule Family Trust udt 12/17/98. Arthur Richards Rule is co-Trustee of the Rule Family Trust udt 12/17/98.
Documents
Issuer
BofI Holding, Inc.
CIK 0001299709
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001299709
Filing Metadata
- Form type
- 4
- Filed
- Oct 21, 8:00 PM ET
- Accepted
- Oct 22, 8:14 PM ET
- Size
- 15.3 KB