Bachleda Simon A 4
4 · Addus HomeCare Corp · Filed Oct 29, 2009
Insider Transaction Report
Form 4
Bachleda Simon A
Director10% Owner
Transactions
- Award
Common Stock
2009-10-27+1,000→ 1,000 total
Holdings
- 4,023,000(indirect: 3,125,520 shares by Eos Capital Partners III, L.P., and 897,480 by Eos Partners SBIC III, L.P.)
Series A Convertible Preferred Stock
→ Common Stock (4,023,000 underlying)
Footnotes (2)
- [F1]The convertible preferred stock is convertible at any time, at the holder's election, and has no expiration date. Immediately prior to the completion of the initial public offering of the issuer, the preferred stock will be converted into common stock for no additional consideration.
- [F2]Simon Bachleda is a director of the Issuer and a Principal of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. Bachleda may be deemed to share beneficial ownership of the securities owned by Eos. Mr. Bachleda disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Bachleda is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.