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SUNGARD CAPITAL CORP II·4

Oct 30, 4:44 PM ET

ASHTON JAMES E III 4

4 · SUNGARD CAPITAL CORP II · Filed Oct 30, 2009

Insider Transaction Report

Form 4
Period: 2009-10-28
SUNGARD CAPITAL CORP IINONE
ASHTON JAMES E III
Division CEO
Transactions
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2009-10-28−10,739.667→ 0 total
    Exercise: $4.50From: 2005-08-11Exp: 2012-03-06→ Unit (10,739.667 underlying)
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2009-10-28−77,885→ 0 total
    Exercise: $4.50From: 2005-08-11Exp: 2013-03-03→ Unit (77,885 underlying)
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2009-10-28−55,037.63→ 0 total
    Exercise: $4.50From: 2005-08-11Exp: 2015-03-03→ Unit (55,037.63 underlying)
  • Exercise/Conversion

    Preferred Stock

    2009-10-28+9,154.952→ 15,925.933 total
  • Exercise/Conversion

    Rollover Unit Option (right to buy)

    2009-10-28−39,436.741→ 0 total
    Exercise: $4.50From: 2005-08-11Exp: 2014-02-25→ Unit (39,436.741 underlying)
Footnotes (2)
  • [F1]Shares received upon exercise of an aggregate of 183,099.0370 options for Units at an exercsie price of $4.50 per Unit.
  • [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.

Documents

1 file
  • 4
    rrd255763.xmlPrimary

    ASHTON.FORM4.SCCII.102809EXERCISE