Eilian Amanda 4
4 · Capitol Acquisition Corp · Filed Oct 30, 2009
Insider Transaction Report
Form 4
Eilian Amanda
Vice President
Transactions
- Disposition to Issuer
Warrants
2009-10-28−160,000→ 0 totalExercise: $7.50→ Common Stock, par value $0.0001 per share (160,000 underlying) - Disposition to Issuer
Common Stock, par value $0.0001 per share
2009-10-28−5,938,836→ 0 total(indirect: See Footnote)
Footnotes (3)
- [F1]Cancelled 5,938,836 shares of Common Stock of Capitol Acquisition Corp. (the "Issuer") in connection with the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 11, 2009, as amended on August 17, 2009 and on September 20, 2009, by and among the Issuer, Pine River Capital Management L.P., Two Harbors Investment Corp. ("Two Harbors"), and Two Harbors Merger Corp.
- [F2]The shares are directly held by Capitol Acquisition Management LLC, which is an entity controlled by Mark Ein. The reporting person holds a minority interest in Capitol Acquisition Management LLC and disclaims beneficial ownership of these securities. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose except to the extent of her pecuniary interest in such securities.
- [F3]Disposed of 160,000 warrants of the Issuer in exchange for 160,000 warrants to purchase 160,000 shares of Two Harbors Common Stock at an exercise price of $11.00 per share, which will expire on November 7, 2013, in connection with the Merger pursuant to the Merger Agreement.