Capitol Acquisition Corp·4

Oct 30, 8:31 PM ET

Sodha Piyush 4

4 · Capitol Acquisition Corp · Filed Oct 30, 2009

Insider Transaction Report

Form 4
Period: 2009-10-28
Sodha Piyush
Director
Transactions
  • Disposition to Issuer

    Warrants

    2009-10-281,000,0000 total
    Exercise: $7.50Common Stock, par value $0.0001 per share (1,000,000 underlying)
  • Disposition to Issuer

    Common Stock, par value $0.0001 per share

    2009-10-2865,6230 total
Footnotes (2)
  • [F1]Cancelled 65,623 shares of founders' common stock of Capitol Acquisition Corp. (the "Issuer") in connection with the merger (the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 11, 2009, as amended on August 17, 2009 and on September 20, 2009, by and among the Issuer, Pine River Capital Management L.P., Two Harbors Investment Corp. ("Two Harbors"), and Two Harbors Merger Corp.
  • [F2]Disposed of 1,000,000 sponsors' warrants of the Issuer in exchange for 1,000,000 warrants to purchase 1,000,000 shares of Two Harbors Common Stock at an exercise price of $11.00 per share, which will expire on November 7, 2013, in connection with the Merger pursuant to the Merger Agreement.

Documents

1 file
  • 4
    rrd255906.xmlPrimary

    FORM 4