4//SEC Filing
Eos Partners SBIC III, L.P. 4
Accession 0001181431-09-049621
CIK 0001468328other
Filed
Nov 2, 7:00 PM ET
Accepted
Nov 3, 2:23 PM ET
Size
9.3 KB
Accession
0001181431-09-049621
Insider Transaction Report
Form 4
Eos Capital Partners III L P
10% Owner
Transactions
- Conversion
Common Stock
2009-11-02+4,023,000→ 4,023,000 total - Conversion
Series A Convertible Preferred Stock
2009-11-02−37,250→ 0 total→ Common Stock (4,023,000 underlying)
Eos Partners SBIC III, L.P.
10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2009-11-02−37,250→ 0 total→ Common Stock (4,023,000 underlying) - Conversion
Common Stock
2009-11-02+4,023,000→ 4,023,000 total
Footnotes (2)
- [F1]The Series A Convertible Preferred Stock converted into Issuer common stock on a 1-for-108 basis and had no expiration date.
- [F2]Represents 3,125,520 shares of common stock held by Eos Capital Partners III, L.P. ("ECP III") and 897,480 shares of common stock held by Eos Partners SBIC III., L.P. ("SBIC III"). ECP III, LLC is the general partner of ECP General III, L.P., the general partner of ECP III. Eos General, L.L.C. is the general partner of Eos Partners, L.P., which is the sole member of Eos SBIC General III, L.L.C., the general partner of SBIC III. Because each of these funds are ultimately under common management that shares the power to direct the voting and disposition of the shares, each of these entities may be deemed to share beneficial ownership of the shares owned by the others. Each of these entities disclaims this beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of its pecuniary interest therein.
Documents
Issuer
Addus HomeCare Corp
CIK 0001468328
Entity typeother
Related Parties
1- filerCIK 0001365367
Filing Metadata
- Form type
- 4
- Filed
- Nov 2, 7:00 PM ET
- Accepted
- Nov 3, 2:23 PM ET
- Size
- 9.3 KB