Bachleda Simon A 4
4 · Addus HomeCare Corp · Filed Nov 3, 2009
Insider Transaction Report
Form 4
Bachleda Simon A
Director10% Owner
Transactions
- Conversion
Series A Convertible Preferred Stock
2009-11-02−37,250→ 0 total(indirect: 3,125,520 shares by Eos Capial Partners III, L.P., and 897,480 by Eos Partners SBIC III, L.P.)→ Common Stock (4,023,000 underlying) - Conversion
Common Stock
2009-11-02+4,023,000→ 4,023,000 total(indirect: 3,125,520 shares by Eos Capital Partners III, L.P., and 897,480 by Eos Partners SBIC III, L.P.)
Holdings
- 1,000
Common Stock
Footnotes (2)
- [F1]The Series A Convertible Preferred Stock converted into Issuer common stock on a 1-for-108 basis and had no expiration.
- [F2]Simon Bachleda is a director of the Issuer and a Principal of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. Bachleda may be deemed to share beneficial ownership of the securities owned by Eos. Mr. Bachleda disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. Bachleda is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.