Kendrick Katherine 4

Accession 0001181431-09-049837

CIK 0001297401other

Filed

Nov 2, 7:00 PM ET

Accepted

Nov 3, 8:09 PM ET

Size

22.4 KB

Accession

0001181431-09-049837

Form 4

Period: 2009-10-30

General Counsel & Secretary

Transactions

Exercise/Conversion
Employee Stock Option (right to buy)
2009-10-30−73,214→ 0 total
Exercise: $28.00Exp: 2014-10-27→ Class A Common Stock (73,214 underlying)
Exercise/Conversion
Class A Common Stock, par value $0.01 per share
2009-10-30$28.00/sh+73,214$2,049,992→ 105,100 total
Disposition to Issuer
Class A Common Stock, par value $0.01 per share
2009-11-02$32.11/sh−3,906$125,422→ 30,693 total
Sale
Class A Common Stock, par value $0.01 per share
2009-10-30$32.53/sh−13,929$453,110→ 31,886 total
Sale
Class A Common Stock, par value $0.01 per share
2009-10-30$32.99/sh−73,214$2,415,330→ 31,886 total
Exercise/Conversion
Class A Common Stock, par value $0.01 per share
2009-11-02$28.80/sh+3,906$112,493→ 34,599 total
Tax Payment
Class A Common Stock, par value $0.01 per share
2009-11-02$32.16/sh−1,124$36,142→ 29,569 total
Exercise/Conversion
Class A Common Stock, par value $0.01 per share
2009-10-30$22.43/sh+13,929$312,490→ 45,815 total
Tax Payment
Class A Common Stock, par value $0.01 per share
2009-10-31$32.66/sh−1,193$38,969→ 30,693 total
Exercise/Conversion
Employee Stock Option (right to buy)
2009-10-30−13,929→ 0 total
Exercise: $22.43Exp: 2014-10-27→ Class A Common Stock (13,929 underlying)
Exercise/Conversion
Stock Appreciation Rights
2009-11-02−39,062→ 39,063 total
Exercise: $28.80Exp: 2016-11-28→ Class A Common Stock (39,062 underlying)

Footnotes (5)

[F1]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $32.45 to $32.61 inclusive. The reporting person undertakes to provide DreamWorks Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
[F2]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $32.61 to $33.34 inclusive. The reporting person undertakes to provide DreamWorks Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
[F3]The option vested in two installments on October 27, 2004 and June 15, 2005.
[F4]The option vested in four equal installments on October 27, 2005; October 27, 2006; October 27, 2007 and October 27, 2008.
[F5]The stock appreciation rights vested in two equal installments on November 28, 2007 and 2008.

Documents

1 file

DreamWorks Animation SKG, Inc.

CIK 0001297401

Entity typeother