Kendrick Katherine 4
4 · DreamWorks Animation SKG, Inc. · Filed Nov 3, 2009
Insider Transaction Report
Form 4
Kendrick Katherine
General Counsel & Secretary
Transactions
- Exercise/Conversion
Employee Stock Option (right to buy)
2009-10-30−73,214→ 0 totalExercise: $28.00Exp: 2014-10-27→ Class A Common Stock (73,214 underlying) - Exercise/Conversion
Class A Common Stock, par value $0.01 per share
2009-10-30$28.00/sh+73,214$2,049,992→ 105,100 total - Disposition to Issuer
Class A Common Stock, par value $0.01 per share
2009-11-02$32.11/sh−3,906$125,422→ 30,693 total - Sale
Class A Common Stock, par value $0.01 per share
2009-10-30$32.53/sh−13,929$453,110→ 31,886 total - Sale
Class A Common Stock, par value $0.01 per share
2009-10-30$32.99/sh−73,214$2,415,330→ 31,886 total - Exercise/Conversion
Class A Common Stock, par value $0.01 per share
2009-11-02$28.80/sh+3,906$112,493→ 34,599 total - Tax Payment
Class A Common Stock, par value $0.01 per share
2009-11-02$32.16/sh−1,124$36,142→ 29,569 total - Exercise/Conversion
Class A Common Stock, par value $0.01 per share
2009-10-30$22.43/sh+13,929$312,490→ 45,815 total - Tax Payment
Class A Common Stock, par value $0.01 per share
2009-10-31$32.66/sh−1,193$38,969→ 30,693 total - Exercise/Conversion
Employee Stock Option (right to buy)
2009-10-30−13,929→ 0 totalExercise: $22.43Exp: 2014-10-27→ Class A Common Stock (13,929 underlying) - Exercise/Conversion
Stock Appreciation Rights
2009-11-02−39,062→ 39,063 totalExercise: $28.80Exp: 2016-11-28→ Class A Common Stock (39,062 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $32.45 to $32.61 inclusive. The reporting person undertakes to provide DreamWorks Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- [F2]The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $32.61 to $33.34 inclusive. The reporting person undertakes to provide DreamWorks Animation SKG, Inc., any securityholder of DreamWorks Animation SKG, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.
- [F3]The option vested in two installments on October 27, 2004 and June 15, 2005.
- [F4]The option vested in four equal installments on October 27, 2005; October 27, 2006; October 27, 2007 and October 27, 2008.
- [F5]The stock appreciation rights vested in two equal installments on November 28, 2007 and 2008.