4//SEC Filing
LINEHAN CHARLES M 4
Accession 0001181431-09-051512
CIK 0001408808other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 11:50 AM ET
Size
8.4 KB
Accession
0001181431-09-051512
Insider Transaction Report
Form 4
PEPLIN INCPLIN
LINEHAN CHARLES M
10% Owner
Transactions
- Disposition from Tender
Common Stock
2009-11-11$16.99/sh−1,301,781.55$22,117,269→ 0 total(indirect: See Note 1) - Disposition from Tender
Common Stock Warrant (Right to Buy)
2009-11-11$9.13/sh−264,608$2,415,871→ 0 total(indirect: See Note 2)Exercise: $7.86From: 2008-10-23Exp: 2013-10-23→ Common Stock (264,608 underlying)
Footnotes (3)
- [F1]The Reporting Person is a manager of NEA 12 GP, LLC, the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of New Enterprise Associates 12, Limited Partnership ("NEA 12"), which is the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownershsip within the meaning Section 16 of the Securities Exchange Act of 1934, as amended (the "1934 Act"), or otherwise of the securities of the issuer held by NEA 12, except to the extent of his pecuniary interest therein, if any.
- [F2]The securities are directly held by NEA 12. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the 1934 Act or otherwise of the securities held by NEA 12, except to the extent of his pecuniary interest therein, if any.
- [F3]As a result of the disposition of securities of the issuer, NEA 12 no longer owns 10% or more of the outstanding common stock of the issuer and, accordingly, is no longer currently subject to reporting requirements or other obligations under Section 16 of the 1934 Act with respect to ownership of the common stock of the issuer which, in turn, means that the Reporting Person also is no longer subject to such provisions of the 1934 Act.
Documents
Issuer
PEPLIN INC
CIK 0001408808
Entity typeother
Related Parties
1- filerCIK 0001316778
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 11:50 AM ET
- Size
- 8.4 KB