Home/Filings/4/0001181431-09-052005
4//SEC Filing

Riva Carlos A 4

Accession 0001181431-09-052005

CIK 0001049210other

Filed

Nov 15, 7:00 PM ET

Accepted

Nov 16, 9:47 PM ET

Size

21.7 KB

Accession

0001181431-09-052005

Insider Transaction Report

Form 4
Period: 2009-11-12
Riva Carlos A
DirectorPresident & CEO
Transactions
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2009-11-126,6130 total
    Exercise: $60.48Exp: 2017-06-20Common Stock (6,613 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2009-11-1224,1240 total
    Exercise: $81.96Exp: 2017-07-20Common Stock (16,887 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2009-11-12+25,70525,705 total
    Exercise: $3.85Exp: 2019-11-12Common Stock (25,705 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2009-11-127,2370 total
    Exercise: $81.96Exp: 2017-07-20Common Stock (7,237 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2009-11-12+45,93245,932 total
    Exercise: $3.85Exp: 2019-11-12Common Stock (45,932 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2009-11-12+16,66616,666 total
    Exercise: $3.85Exp: 2019-11-12Common Stock (16,666 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2009-11-1276,7180 total
    Exercise: $60.48Exp: 2017-06-20Common Stock (76,718 underlying)
  • Disposition to Issuer

    Employee Stock Option (Right to Buy)

    2009-11-1216,6660 total
    Exercise: $31.32Exp: 2018-08-11Common Stock (16,666 underlying)
Footnotes (8)
  • [F1]Exchanged for new options to purchase shares of common stock at an exercise price of $3.85 per share (reported above) pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009.
  • [F2]The option vest as to 8.33% of the shares on September 30, 2008, with the balance vesting in 8.33% increments each subsequent quarter on the last day of each quarter.
  • [F3]The option vests as to 25% of the shares on the first anniversary of the date of grant, then vests in increments of 6.25% each quarter thereafter.
  • [F4]The option is vested 100% on the grant date.
  • [F5]Granted in exchange for options surrendered (reported above) pursuant to the Company's stock option exchange program which commenced on 10/13/2009 and terminated 11/12/2009.
  • [F6]The options shall vest according to the following schedule: 10,085 options vested on 11/12/09 and 12,882 options shall vest ratably over the next 6 quarters beginning on 12/31/2009; and the remaining 22,965 options shall vest ratably over the next 14 quarters beginning with the quarter ending 12/31/2009.
  • [F7]The options shall vest according to the following schedule: 4,111 options vested on 11/12/09 and 8,742 options shall vest ratably over the next 18 quarters beginning on 12/31/2009; and the remaining 12,852 options shall vest ratably over the next 26 quarters beginning with the quarter ending 12/31/2009.
  • [F8]The options shall vest according to the following schedule: 8,333 options vested on 11/12/09 and 8,333 options shall vest ratably over the next 8 quarters beginning on 12/31/2009.

Issuer

VERENIUM CORP

CIK 0001049210

Entity typeother

Related Parties

1
  • filerCIK 0001402687

Filing Metadata

Form type
4
Filed
Nov 15, 7:00 PM ET
Accepted
Nov 16, 9:47 PM ET
Size
21.7 KB