4//SEC Filing
COHEN DAVID MICHAEL 4
Accession 0001181431-09-052889
CIK 0000790818other
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 5:22 PM ET
Size
10.1 KB
Accession
0001181431-09-052889
Insider Transaction Report
Form 4
X RITE INCXRIT
COHEN DAVID MICHAEL
Director
Transactions
- Exercise of In-Money
Common Stock
2009-11-17$0.01/sh+4,568,527$45,685→ 33,184,981 total(indirect: See footnote) - Exercise of In-Money
Warrant (right to buy)
2009-11-17−1→ 0 total(indirect: See footnote)Exercise: $0.01From: 2009-10-28Exp: 2019-08-18→ Common Stock (4,568,527 underlying)
Holdings
- 38,715
Common Stock
Footnotes (5)
- [F1]On November 17, 2009, OEPX, LLC ("OEPX") exercised a warrant (the "Warrant") to purchase 4,568,527 shares of Common Stock of X-Rite, Incorporated (the "Issuer") at an exercise price of $0.01 per share.
- [F2]On October 28, 2009, 3,155 shares of restricted common stock previously granted to each of Colin Michael Farmer and the Reporting Person vested and were transferred from Mr. Farmer and the Reporting Person to OEPX for no consideration. Mr. Farmer and the Reporting Person had previously held such securities for the benefit of OEP, and such securities were deemed to be indirectly beneficially owned by OEPX. As a result of this transfer, such securities are now directly owned by OEPX.
- [F3]The Reporting Person is an officer of OEP Holding Corporation, a Delaware corporation, which is the general partner of OEP General Partner III, L.P., a Cayman Islands limited partnership, which is the general partner of One Equity Partners III, L.P., a Cayman Islands limited partnership ("OEP"), which is the managing member of OEPX.
- [F4]These securities consist of: (i) 33,146,266 shares held by OEPX and (ii) 38,715 shares of restricted stock granted to Colin Michael Farmer. The shares of restricted stock in clause (ii) were granted to Mr. Farmer pursuant to the X-Rite, Incorporated 2008 Long Term Incentive Plan in consideration of the his service on the Board of Directors of the Issuer, and Mr. Farmer holds these shares for the benefit of OEP.
- [F5]Consists of restricted stock granted pursuant to the X-Rite, Incorporated 2008 Long Term Incentive Plan in consideration of the Reporting Person's service on the Board of Directors of the Issuer. The Reporting Person holds these shares for the benefit of OEP. The Reporting Person disclaims beneficial ownership of all securities described herein except to the extent of his pecuniary interest therein.
Documents
Issuer
X RITE INC
CIK 0000790818
Entity typeother
Related Parties
1- filerCIK 0001447255
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 5:22 PM ET
- Size
- 10.1 KB