MORGAN HOWARD L 4

4 · FRANKLIN ELECTRONIC PUBLISHERS INC · Filed Nov 20, 2009

Form 4

Period: 2009-11-18

Director

Transactions

Tax Payment
Common Stock $0.01 par value
2009-11-18$2.46/sh−12,195$30,000→ 43,234 total
Tax Payment
Common Stock $0.01 par value
2009-11-18$2.46/sh−12,195$30,000→ 49,444 total
Exercise/Conversion
Common Stock $0.01 par value
2009-11-18$2.10/sh+14,285$29,999→ 63,729 total
Exercise/Conversion
Options (right to buy)
2009-11-18−21,429→ 0 total
Exercise: $1.40From: 2002-06-02Exp: 2012-01-02→ Common Stock, par value $0.01 per share (21,429 underlying)
Exercise/Conversion
Options (right to buy)
2009-11-18−18,405→ 0 total
Exercise: $1.63From: 2003-06-03Exp: 2013-01-03→ Common Stock, par value $0.01 per share (18,405 underlying)
Exercise/Conversion
Options (right to buy)
2009-11-18−14,285→ 0 total
Exercise: $2.10From: 2007-06-03Exp: 2017-01-03→ Common Stock, pare value $0.01 per share (14,285 underlying)
Exercise/Conversion
Options (right to buy
2009-11-18−33,708→ 0 total
Exercise: $0.89From: 2009-06-02Exp: 2019-01-02→ Common Stock, par value $0.01 per share (33,708 underlying)
Exercise/Conversion
Common Stock, $0.01 par value
2009-11-18$1.40/sh+21,429$30,001→ 55,429 total
Exercise/Conversion
Common Stock $0.01 par value
2009-11-18$1.63/sh+18,405$30,000→ 61,639 total
Tax Payment
Common Stock $0.01 par value
2009-11-18$2.46/sh−12,194$29,997→ 51,535 total
Exercise/Conversion
Common Stock $0.01 par value
2009-11-18$0.89/sh+33,708$30,000→ 85,243 total
Tax Payment
Common Stock $0.01 par value
2009-11-18$2.46/sh−12,195$30,000→ 73,048 total

Holdings

Footnotes (1)

[F1]These shares are held directly by Dr. Morgans' children. Dr. Morgan disclaims beneficial ownership of these shares for purposes of Section 16 of the Securities Exchange Act of 1934.

Documents

1 file