4//SEC Filing
Kurtz Jon M 4
Accession 0001181431-09-053440
CIK 0001353174other
Filed
Nov 23, 7:00 PM ET
Accepted
Nov 24, 11:03 AM ET
Size
11.3 KB
Accession
0001181431-09-053440
Insider Transaction Report
Form 4
Kurtz Jon M
DirectorCEO & President
Transactions
- Purchase
Common Stock
2009-11-20$4.20/sh+5,000$21,000→ 5,000 total(indirect: By LLC)
Holdings
- 31,402
Common Stock
- 31,250
Stock Options
Exercise: $10.00From: 2005-12-14Exp: 2015-12-14→ Common Stock (31,250 underlying) - 13,750
Stock Option
Exercise: $10.50From: 2007-08-08Exp: 2017-08-07→ Common Stock (13,750 underlying) - 2,400(indirect: As Affiliate of Palm Cay Utilities)
Common Stock
- 6,000
Warrants
Exercise: $10.00From: 2005-02-28Exp: 2008-02-28→ Common Stock (1,950 underlying) - 10,000
Stock Option
Exercise: $10.00From: 2008-11-19Exp: 2018-11-19→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]50% vested on this date and the remaining 50% vested on 1/31/2006.
- [F2]50% vested on this date and the remaining 50% vested on 1/1/2008
- [F3]50% vested on this date and the remaining 50% vested on 11/19/2009.
Documents
Issuer
Alarion Financial Services Inc
CIK 0001353174
Entity typeother
Related Parties
1- filerCIK 0001360053
Filing Metadata
- Form type
- 4
- Filed
- Nov 23, 7:00 PM ET
- Accepted
- Nov 24, 11:03 AM ET
- Size
- 11.3 KB