|4Nov 25, 11:24 AM ET

Dowd Stephen 4

4 · CMS Bancorp, Inc. · Filed Nov 25, 2009

Insider Transaction Report

Form 4
Period: 2009-11-23
Dowd Stephen
Senior VP and CFO
Transactions
  • Award

    Common Stock

    2009-11-23+1,25011,750 total
  • Award

    Employee Stock Option (Right to Buy)

    2009-11-23+2,5002,500 total
    Exercise: $7.25Exp: 2019-11-23Common Stock (2,500 underlying)
Holdings
  • Common Stock

    (indirect: By IRA)
    2,000
Footnotes (2)
  • [F1]Includes a restricted stock award of 1,250 shares granted to the reporting person under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis, with the first installment scheduled to vest on November 23, 2010.
  • [F2]Reflects a grant of stock options to the reporting person under the CMS Bancorp, Inc. 2007 Stock Option Plan that vests as follows: annually in 20% increments with the first installment scheduled to vest on November 23, 2010.

Documents

1 file
  • 4
    rrd258249.xmlPrimary

    FORM 4