4//SEC Filing
Finders Harold C 4
Accession 0001181431-09-054521
CIK 0001337274other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:53 PM ET
Size
13.5 KB
Accession
0001181431-09-054521
Insider Transaction Report
Form 4
Finders Harold C
Division CEO
Transactions
- Award
Performance-Based Option Unit (right to buy)
2009-11-30+191,399→ 191,399 totalExercise: $20.72Exp: 2017-09-20→ Units (191,399 underlying) - Disposition to Issuer
Performance-Based Option Unit (right to buy)
2009-11-30−318,958.265→ 0 totalExercise: $18.00Exp: 2015-08-11→ Units (318,958.265 underlying) - Disposition to Issuer
Performance-Based Option Unit (right to buy)
2009-11-30−191,399→ 0 totalExercise: $20.72Exp: 2017-09-20→ Units (191,399 underlying) - Award
Performance-Based Option Unit (right to buy)
2009-11-30+318,958.265→ 318,958.265 totalExercise: $18.00Exp: 2015-08-11→ Units (318,958.265 underlying)
Footnotes (3)
- [F1]Amendment of outstanding option resulting in deemed cancellation of option and grant of replacement option. The option was originally granted on August 12, 2005. The Issuer and Reporting Person agreed to amend the option's performance targets to reflect a reduction in the performance targets for 2009 and 2010. Provided the amended performance targets are achieved, shares earned in each of the 2009 and 2010 performance years will vest as follows: 25% will vest on December 31 of the applicable performance year, and the remaining 75% will vest in equal monthly installments over the next 36 months, subject to the Reporting Person's continued employment.
- [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.
- [F3]Amendment of outstanding option resulting in deemed cancellation of option and grant of replacement option. The option was originally granted on September 21, 2007. The Issuer and Reporting Person agreed to amend the option's performance targets to reflect a reduction in the performance targets for 2009 and 2010. Provided the amended performance targets are achieved, shares earned in each of the 2009 and 2010 performance years will vest as follows: 25% will vest on December 31 of the applicable performance year, and the remaining 75% will vest in equal monthly installments over the next 36 months, subject to the Reporting Person's continued employment. Shares earned in 2011 under the original target will vest on December 31, 2011 in accordance with the option's original terms.
Documents
Issuer
SUNGARD CAPITAL CORP II
CIK 0001337274
Entity typeother
Related Parties
1- filerCIK 0001314947
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 4:53 PM ET
- Size
- 13.5 KB