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4//SEC Filing

CONDE CRISTOBAL 4

Accession 0001181431-09-054524

CIK 0001337274other

Filed

Dec 1, 7:00 PM ET

Accepted

Dec 2, 4:56 PM ET

Size

8.5 KB

Accession

0001181431-09-054524

Insider Transaction Report

Form 4
Period: 2009-11-30
CONDE CRISTOBAL
DirectorPresident and CEO
Transactions
  • Disposition to Issuer

    Performance-Based Unit Option (right to buy)

    2009-11-303,189,543.1610 total
    Exercise: $18.00Exp: 2015-08-11Units (3,189,543.161 underlying)
  • Award

    Performance-Based Unit Option (right to buy)

    2009-11-30+3,189,543.1613,189,543.161 total
    Exercise: $18.00Exp: 2015-08-11Units (3,189,543.161 underlying)
Footnotes (2)
  • [F1]Amendment of outstanding option resulting in deemed cancellation of option and grant of replacement option. The option was originally granted on August 12, 2005. The Issuer and Reporting Person agreed to amend the option's performance targets to reflect a reduction in the performance targets for 2009 and 2010. Provided the amended performance targets are achieved, shares earned in each of the 2009 and 2010 performance years will vest as follows: 25% will vest on December 31 of the applicable performance year, and the remaining 75% will vest in equal monthly installments over the next 36 months, subject to the Reporting Person's continued employment.
  • [F2]Each "Unit" consists of 1.3 shares of Class A-8 common stock and 0.1444 shares of Class L common stock of SunGard Capital Corp. and 0.05 shares of preferred stock of SunGard Capital Corp. II.

Issuer

SUNGARD CAPITAL CORP II

CIK 0001337274

Entity typeother

Related Parties

1
  • filerCIK 0001214664

Filing Metadata

Form type
4
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 4:56 PM ET
Size
8.5 KB