Ferrara Thomas G 4
4 · CMS Bancorp, Inc. · Filed Dec 17, 2009
Insider Transaction Report
Form 4
Ferrara Thomas G
Director
Transactions
- Purchase
Common Stock
2009-12-17$7.12/sh+100$712→ 4,235 total
Holdings
- 19,800(indirect: By IRA)
Common Stock
- 50(indirect: By Daughter)
Common Stock
- 50(indirect: By Daughter)
Common Stock
- 2,852(indirect: By Future Value Associates, Ltd.)
Common Stock
- 50(indirect: By Daughter)
Common Stock
Footnotes (2)
- [F1]Includes a restricted stock award of 4,110 shares granted to the reporting person on November 28, 2007 under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis. The first installment vested on November 28, 2008 and the second installment vested on November 28, 2009.
- [F2]The aggregate amount of shares of common stock includes 25 shares that, due to an administrative oversight, were inadvertently excluded from prior Form 4 filings by the reporting person.