Home/Filings/4/0001181431-09-057473
4//SEC Filing

Ferrara Thomas G 4

Accession 0001181431-09-057473

CIK 0001350072other

Filed

Dec 16, 7:00 PM ET

Accepted

Dec 17, 4:12 PM ET

Size

8.8 KB

Accession

0001181431-09-057473

Insider Transaction Report

Form 4
Period: 2009-12-17
Transactions
  • Purchase

    Common Stock

    2009-12-17$7.12/sh+100$7124,235 total
Holdings
  • Common Stock

    (indirect: By IRA)
    19,800
  • Common Stock

    (indirect: By Daughter)
    50
  • Common Stock

    (indirect: By Daughter)
    50
  • Common Stock

    (indirect: By Future Value Associates, Ltd.)
    2,852
  • Common Stock

    (indirect: By Daughter)
    50
Footnotes (2)
  • [F1]Includes a restricted stock award of 4,110 shares granted to the reporting person on November 28, 2007 under the CMS Bancorp, Inc. 2007 Recognition and Retention Plan. The shares subject to this award vest in 20% increments on an annual basis. The first installment vested on November 28, 2008 and the second installment vested on November 28, 2009.
  • [F2]The aggregate amount of shares of common stock includes 25 shares that, due to an administrative oversight, were inadvertently excluded from prior Form 4 filings by the reporting person.

Issuer

CMS Bancorp, Inc.

CIK 0001350072

Entity typeother

Related Parties

1
  • filerCIK 0001390398

Filing Metadata

Form type
4
Filed
Dec 16, 7:00 PM ET
Accepted
Dec 17, 4:12 PM ET
Size
8.8 KB