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Home/Filings/4/0001181431-09-058001
4//SEC Filing

BENZING JEFFREY 4

Accession 0001181431-09-058001

CIK 0000836106other
View on SEC.govCompany Profile

Filed

Dec 20, 7:00 PM ET

Accepted

Dec 21, 7:12 PM ET

Size

19.4 KB

Accession

0001181431-09-058001

Insider Transaction Report

Form 4
Period: 2009-12-17
NOVELLUS SYSTEMS INCNVLS
BENZING JEFFREY
EVP/Chief Administrative Off.
Transactions
  • Tax Payment

    Common Stock

    2009-12-18$23.94/sh−137$3,280→ 11,764 total(indirect: By Spouse)
  • Exercise/Conversion

    Restricted Stock Unit

    2009-12-18−4,500→ 9,000 total
    Exercise: $0.00From: 2009-12-18→ Common Stock (4,500 underlying)
  • Exercise/Conversion

    Common Stock

    2009-12-18+4,500→ 30,068 total
  • Tax Payment

    Common Stock

    2009-12-18$23.94/sh−1,650$39,501→ 28,418 total
  • Exercise/Conversion

    Restricted Stock Unit

    2009-12-18−375→ 1,125 total(indirect: By Spouse)
    Exercise: $0.00From: 2009-12-18→ Common Stock (375 underlying)
  • Award

    Restricted Stock Unit

    2009-12-17+1,440→ 1,440 total(indirect: By Spouse)
    Exercise: $0.00→ Common Stock (1,440 underlying)
  • Exercise/Conversion

    Common Stock

    2009-12-18+375→ 11,901 total(indirect: By Spouse)
  • Award

    Stock Option (Right to Buy)

    2009-12-17+2,875→ 2,875 total(indirect: By Spouse)
    Exercise: $23.93Exp: 2019-12-17→ Common Stock (2,875 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    2,069
Footnotes (7)
  • [F1]Represents derivative securities that were converted to common stock through the vesting of a restricted stock unit.
  • [F2]Amount reported includes shares subject to unvested Restricted Stock Awards.
  • [F3]The indirect holdings in the 401(k) are held in the Company unitized stock fund. The balance is reported as of the last business day.
  • [F4]The indirect holdings by Mrs. Benzing include 1,204 estimated shares held in the Company 401K unitized stock fund. This balance is reported as of the last business day. The remaining shares are held in common stock and unvested restricted stock awards.
  • [F5]The grant vests in four annual equal installments beginning December 18, 2009.
  • [F6]Each restricted stock unit represents a contingent right to receive one share of NVLS common stock.
  • [F7]The grant vests in four annual equal installments beginning December 17, 2010.

Documents

1 file

Issuer

NOVELLUS SYSTEMS INC

CIK 0000836106

→
Entity typeother

Related Parties

1
  • filerCIK 0001185721

Filing Metadata

Form type
4
Filed
Dec 20, 7:00 PM ET
Accepted
Dec 21, 7:12 PM ET
Size
19.4 KB
View on SEC.gov