Home/Filings/4/0001181431-09-058290
4//SEC Filing

Kathuria Vijay 4

Accession 0001181431-09-058290

CIK 0001391672other

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 5:10 PM ET

Size

23.8 KB

Accession

0001181431-09-058290

Insider Transaction Report

Form 4
Period: 2009-12-18
Kathuria Vijay
V.P. & G.M. India
Transactions
  • Disposition to Issuer

    Common Stock

    2009-12-1834,6340 total
  • Disposition to Issuer

    NQSO

    2009-12-1826,6660 total
    Exercise: $0.30Exp: 2013-01-23Common Stock (26,666 underlying)
  • Disposition to Issuer

    NQSO

    2009-12-1924,2240 total
    Exercise: $8.25Exp: 2017-04-13Common Stock (24,224 underlying)
  • Disposition to Issuer

    ISO

    2009-12-1942,4420 total
    Exercise: $8.25Exp: 2017-04-13Common Stock (42,442 underlying)
  • Disposition to Issuer

    ISO

    2009-12-19105,9810 total
    Exercise: $1.65Exp: 2015-07-26Common Stock (105,981 underlying)
  • Disposition to Issuer

    NQSO

    2009-12-1950,7880 total
    Exercise: $16.11Exp: 2019-04-17Common Stock (50,788 underlying)
  • Disposition to Issuer

    NQSO

    2009-12-1820,0000 total
    Exercise: $0.30Exp: 2014-02-14Common Stock (20,000 underlying)
  • Disposition to Issuer

    NQSO

    2009-12-195,0180 total
    Exercise: $1.65Exp: 2015-07-26Common Stock (5,018 underlying)
  • Disposition to Issuer

    NQSO

    2009-12-1975,0000 total
    Exercise: $12.97Exp: 2018-03-19Common Stock (75,000 underlying)
Footnotes (9)
  • [F1]19,000 shares of common stock were disposed of pursuant to the merger agreement between issuer and Cisco Systems, Inc. ("Cisco") in exchange for a cash payment of $665,000 ($35.00 per share) on the effective date of the merger. A restricted stock unit award for 15,634 shares of common stock was disposed of pursuant to the merger agreement between issuer and Cisco in exchange for a restricted stock unit award for 22,917 shares of Cisco's common stock, which had a closing sales price as quoted on the NASDAQ Global Select Market of $23.33 per share on effective date of the merger.
  • [F2]This fully vested option was assumed by Cisco in the merger and replaced with an option to purchase 39,088 shares of Cisco common stock for $0.21 per share.
  • [F3]This fully vested option was assumed by Cisco in the merger and replaced with an option to purchase 29,316 shares of Cisco common stock for $0.21 per share.
  • [F4]This fully vested option was assumed by Cisco in the merger and replaced with an option to purchase 7,355 shares of Cisco common stock for $1.13 per share.
  • [F5]This fully vested option was assumed by Cisco in the merger and replaced with an option to purchase 155,351 shares of Cisco common stock for $1.13 per share.
  • [F6]This option, which provided for vesting as to 20% of the underlying shares on January 1, 2009 and as to an additional 5% each quarter thereafter, was assumed by Cisco in the merger and replaced with an option to purchase 35,508 shares of Cisco common stock for $5.63 per share, the vested portion of which will be subject to revesting over two years in equal installments on each of the 24 monthly anniversaries of the merger.
  • [F7]This option, which provided for vesting as to 20% of the underlying shares on January 1, 2009 and as to an additional 5% each quarter thereafter, was assumed by Cisco in the merger and replaced with an option to purchase 62,213 shares of Cisco common stock for $5.63 per share, 7631 vested shares of which will be subject to revesting over two years in equal installments on each of the 24 monthly anniversaries of the merger.
  • [F8]This option, which provided for vesting as to 25% of the underlying shares on March 19, 2009 and as to an additional 6.25% each quarter thereafter, was assumed by Cisco in the merger and replaced with an option to purchase 109,938 shares of Cisco common stock for $8.85 per share, the vested portion of which will be subject to revesting over two years in equal installments on each of the 24 monthly anniversaries of the merger.
  • [F9]This option, which provided for vesting as to 25% of the underlying shares on April 17, 2010 and as to an additional 6.25% each quarter thereafter, was assumed by Cisco in the merger and replaced with an option to purchase 74,447 shares of Cisco common stock for $10.99 per share.

Issuer

Starent Networks, Corp.

CIK 0001391672

Entity typeother

Related Parties

1
  • filerCIK 0001401666

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 5:10 PM ET
Size
23.8 KB