Hancock John Michael 4

4 · FNDS3000 Corp · Filed Dec 24, 2009

Form 4

Period: 2009-11-30

DirectorChief Executive Officer

Transactions

Purchase
Common Stock
2009-11-30$0.17/sh+342,857$60,000→ 605,714 total
Purchase
Warrant to purchase Common Stock
2009-11-30+342,857→ 2,605,714 total
Exercise: $0.17From: 2009-11-30Exp: 2011-11-30→ Common Stock (342,857 underlying)
Purchase
Warrant to purchase Common Stock
2009-07-01−262,857→ 2,262,857 total
Exercise: $0.20From: 2009-07-01Exp: 2011-07-01→ Common Stock (262,857 underlying)
Award
Stock Options to purchase Common Stock
2009-06-29−2,000,000→ 2,000,000 total
Exercise: $0.29From: 2009-06-29Exp: 2014-06-29→ Common Stock (2,000,000 underlying)

Footnotes (2)

[F1]On November 30, 2009, in connection with a private placement conducted by the Company, Mr. Hancock purchased 342,857 shares of restricted common stock and 342,857 warrants to purchase common stock at an exercise price of $0.175 per share from the Company. The aggregate purchase price paid by Mr. Hancock was $60,000.
[F2]To summarize the cumulative number of non-derivative and derivative securities beneficially owned, the prior transactions are listed: On July 1, 2009, in connection with a private placement conducted by the Company, Mr. Hancock purchased 262,857 shares of restricted common stock and 262,857 warrants to purchase common stock at an exercise price of $0.20 per share from the Company. The aggregate purchase price paid by Mr. Hancock was $46,000. On June 29, 2009, the Compensation Committee of the Company approved the 2009 Incentive Stock Plan (the "Plan"). On June 29, 2009, Mr. Hancock was granted stock options under the Plan to purchase 2,000,000 shares of common stock at an exercise price of $0.26 per share. The stock options were fully vested on grant date.

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