4//SEC Filing
Hancock John Michael 4
Accession 0001181431-09-058671
CIK 0001369748other
Filed
Dec 23, 7:00 PM ET
Accepted
Dec 24, 11:43 AM ET
Size
12.4 KB
Accession
0001181431-09-058671
Insider Transaction Report
Form 4
FNDS3000 CorpFDTC
Hancock John Michael
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2009-11-30$0.17/sh+342,857$60,000→ 605,714 total - Purchase
Warrant to purchase Common Stock
2009-11-30+342,857→ 2,605,714 totalExercise: $0.17From: 2009-11-30Exp: 2011-11-30→ Common Stock (342,857 underlying) - Purchase
Warrant to purchase Common Stock
2009-07-01−262,857→ 2,262,857 totalExercise: $0.20From: 2009-07-01Exp: 2011-07-01→ Common Stock (262,857 underlying) - Award
Stock Options to purchase Common Stock
2009-06-29−2,000,000→ 2,000,000 totalExercise: $0.29From: 2009-06-29Exp: 2014-06-29→ Common Stock (2,000,000 underlying)
Footnotes (2)
- [F1]On November 30, 2009, in connection with a private placement conducted by the Company, Mr. Hancock purchased 342,857 shares of restricted common stock and 342,857 warrants to purchase common stock at an exercise price of $0.175 per share from the Company. The aggregate purchase price paid by Mr. Hancock was $60,000.
- [F2]To summarize the cumulative number of non-derivative and derivative securities beneficially owned, the prior transactions are listed: On July 1, 2009, in connection with a private placement conducted by the Company, Mr. Hancock purchased 262,857 shares of restricted common stock and 262,857 warrants to purchase common stock at an exercise price of $0.20 per share from the Company. The aggregate purchase price paid by Mr. Hancock was $46,000. On June 29, 2009, the Compensation Committee of the Company approved the 2009 Incentive Stock Plan (the "Plan"). On June 29, 2009, Mr. Hancock was granted stock options under the Plan to purchase 2,000,000 shares of common stock at an exercise price of $0.26 per share. The stock options were fully vested on grant date.
Documents
Issuer
FNDS3000 Corp
CIK 0001369748
Entity typeother
Related Parties
1- filerCIK 0001454565
Filing Metadata
- Form type
- 4
- Filed
- Dec 23, 7:00 PM ET
- Accepted
- Dec 24, 11:43 AM ET
- Size
- 12.4 KB