4//SEC Filing
ROTECH HEALTHCARE INC 4
Accession 0001181431-10-000563
CIK 0001175108operating
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:58 PM ET
Size
9.0 KB
Accession
0001181431-10-000563
Insider Transaction Report
Form 4
Alsene Steven P
Chief Financial Officer
Transactions
- Award
Common Stock Options (right to buy)
2009-12-31+3,333→ 303,333 totalExercise: $0.41Exp: 2014-10-18→ Common Stock (3,333 underlying) - Disposition to Issuer
Common Stock Options (right to buy)
2009-12-31−10,000→ 300,000 totalExercise: $23.95Exp: 2014-10-18→ Common Stock (10,000 underlying)
Footnotes (3)
- [F1]The 3,333 shares underlying the employee common stock option (right to buy) granted on December 31, 2009 (the "Replacement Grant") were granted in exchange for the tender by the Reporting Person of an option to purchase 10,000 shares granted to the Reporting Person on October 18, 2004 (the "Original Grant"). The Reporting Person tendered the Original Grant pursuant to the terms of the Tender Offer Statement on Schedule TO filed by the Company with the Securities and Exchange Commission on December 2, 2009, as amended, relating to an offer by the Company to certain directors and employees to exchange certain outstanding options to purchase shares of common stock of the Company. Upon grant of the Replacement Grant to the Reporting Person, the Original Grant was canceled in its entirety.
- [F2]The Original Grant vested over a period of four (4) years in sixteen (16) equal installments.
- [F3]The Replacement Grant will vest in sixteen (16) equal quarterly installments, with the first such installment vesting 90 days after the replacement grant date, subject to the optionee's continued service with us on each such date. If the replacement stock options would expire prior to becoming fully vested under the above schedule, vesting will be accelerated, such that 100% of the replacement stock options will fully vest as of 180 days prior to the expiration of the replacement stock options, subject to the optionee's continued service with us through such date.
Documents
Issuer
ROTECH HEALTHCARE INC
CIK 0001175108
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001175108
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 5:58 PM ET
- Size
- 9.0 KB