4//SEC Filing
Splain Michael E 4
Accession 0001181431-10-004871
CIK 0000709519other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 2:06 PM ET
Size
34.0 KB
Accession
0001181431-10-004871
Insider Transaction Report
Form 4
Splain Michael E
EVP, Microelectronics
Transactions
- Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−10,000→ 0 totalExercise: $15.00Exp: 2012-05-18→ Common Stock (10,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−3,800→ 0 totalExercise: $36.56Exp: 2010-03-19→ Common Stock (3,800 underlying) - Disposition to Issuer
Common Stock
2010-01-26−22,786→ 63,337 total - Disposition to Issuer
Common Stock
2010-01-26−10,000→ 0 total(indirect: See footnote) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−20,750→ 0 totalExercise: $15.40Exp: 2013-07-28→ Common Stock (20,750 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−12,500→ 0 totalExercise: $15.76Exp: 2012-09-17→ Common Stock (12,500 underlying) - Disposition to Issuer
Common Stock
2010-01-26−63,337→ 0 total - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−13,125→ 0 totalExercise: $26.56Exp: 2015-01-31→ Common Stock (13,125 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−5,000→ 0 totalExercise: $18.40Exp: 2012-11-10→ Common Stock (5,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−15,000→ 0 totalExercise: $16.48Exp: 2013-01-27→ Common Stock (15,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−11,250→ 0 totalExercise: $16.80Exp: 2011-05-21→ Common Stock (11,250 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−18,750→ 0 totalExercise: $14.80Exp: 2010-07-25→ Common Stock (18,750 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−15,525→ 0 totalExercise: $20.00Exp: 2015-11-14→ Common Stock (15,525 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−11,250→ 0 totalExercise: $16.83Exp: 2011-11-13→ Common Stock (11,250 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−17,500→ 0 totalExercise: $21.32Exp: 2014-11-02→ Common Stock (17,500 underlying)
Footnotes (13)
- [F1]Pursuant to the Merger Agreement between the Issuer and Oracle Corporation dated April 19, 2009 (the "Merger Agreement"), each share of JAVA common stock will be exchanged for $9.50 in cash.
- [F10]The option vests in five equal annual installments beginning on January 31, 2008.
- [F11]The option vests in five equal annual installments beginning on November 10, 2005.
- [F12]The option vests in five equal annual installments beginning on November 2, 2007.
- [F13]The option vests in five equal annual installments beginning on November 14, 2008.
- [F2]Shares are represented by restricted stock units.
- [F3]Pursuant to the Merger Agreement, each restricted stock unit will be assumed by Oracle and converted into a restricted stock unit for 0.3849 shares of Oracle common stock.
- [F4]Shares held directly by the reporting person and his spouse.
- [F5]The option is fully vested.
- [F6]Pursuant to the Merger Agreement, each option to purchase shares of JAVA common stock will be assumed by Oracle and converted into an option to purchase a number of shares of Oracle common stock equal to the number of shares of JAVA common stock subject to the option multiplied by 0.3849, rounded down to the nearest whole share. The exercise price per share for the assumed option will equal the JAVA per share exercise price divided by 0.3849.
- [F7]The option vests in five equal annual installments beginning on July 28, 2006.
- [F8]The option vests in five equal annual installments beginning on January 27, 2006.
- [F9]The option vests in five equal annual installments beginning on September 17, 2005.
Documents
Issuer
SUN MICROSYSTEMS, INC.
CIK 0000709519
Entity typeother
Related Parties
1- filerCIK 0001433641
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 2:06 PM ET
- Size
- 34.0 KB