4//SEC Filing
MCNEALY SCOTT G 4
Accession 0001181431-10-005001
CIK 0000709519other
Filed
Jan 26, 7:00 PM ET
Accepted
Jan 27, 6:31 PM ET
Size
30.6 KB
Accession
0001181431-10-005001
Insider Transaction Report
Form 4
MCNEALY SCOTT G
Director
Transactions
- Disposition to Issuer
Common Stock
2010-01-26−211,475→ 0 total - Disposition to Issuer
Common Stock
2010-01-26−73,270→ 0 total(indirect: See footnote) - Disposition to Issuer
Common Stock
2010-01-26−100,700→ 0 total(indirect: See footnote) - Disposition to Issuer
Common Stock
2010-01-26−1,887→ 0 total(indirect: See footnote) - Disposition to Issuer
Common Stock
2010-01-26−1,887→ 0 total(indirect: See footnote) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−375,000→ 0 totalExercise: $74.32Exp: 2011-04-18→ Common Stock (375,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−50,000→ 0 totalExercise: $25.80Exp: 2012-05-02→ Common Stock (50,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−525,000→ 0 totalExercise: $19.80Exp: 2016-04-27→ Common Stock (525,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−375,000→ 0 totalExercise: $15.40Exp: 2013-07-23→ Common Stock (375,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−250,000→ 0 totalExercise: $160.00Exp: 2010-04-12→ Common Stock (250,000 underlying) - Disposition to Issuer
Employee Stock Option (right to buy)
2010-01-26−225,000→ 0 totalExercise: $15.40Exp: 2015-07-28→ Common Stock (225,000 underlying) - Disposition to Issuer
Common Stock
2010-01-26−11,262,816→ 0 total(indirect: See footnote) - Disposition to Issuer
Common Stock
2010-01-26−1,887→ 0 total(indirect: See footnote) - Disposition to Issuer
Common Stock
2010-01-26−34,054→ 211,475 total
Footnotes (12)
- [F1]Includes 1,282 shares acquired under the JAVA employee stock purchase plan on November 13, 2009.
- [F10]Pursuant to the Merger Agreement, each option to purchase shares of JAVA common stock will be assumed by Oracle and converted into an option to purchase a number of shares of Oracle common stock equal to the number of shares of JAVA common stock subject to the option multiplied by 0.3849 rounded down to the nearest whole share. The exercise price per share for the assumed option will equal the JAVA per share exercise price divided by 0.3849.
- [F11]The option vests in five equal annual installments beginning on April 27, 2007.
- [F12]The option vests in five equal annual installments beginning on July 28, 2006.
- [F2]Pursuant to the Merger Agreement between the Issuer and Oracle Corporation dated April 19, 2009 (the "Merger Agreement"), each share of JAVA common stock will be exchanged for $9.50 in cash.
- [F3]Shares are represented by restricted stock units.
- [F4]Pursuant to the Merger Agreement, each restricted stock unit will be assumed by Oracle and converted into a restricted stock unit for 0.3849 shares of Oracle common stock.
- [F5]Shares are held directly in a trust for which the reporting person and his spouse serve as trustees. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or any other purpose.
- [F6]Shares are held directly in a trust for which the reporting person serves as trustee. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or any other purpose.
- [F7]Shares are held directly in a trust for which the reporting person's father-in-law serves as trustee and for which the reporting person's children are the beneficiaries. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or any other purpose.
- [F8]Shares are held in a California Uniform Transfer to Minors Act account for the benefit of the reporting person's child and for which the reporting person's spouse serves as custodian. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for the purposes of Section 16 or any other purpose.
- [F9]The option is fully vested.
Documents
Issuer
SUN MICROSYSTEMS, INC.
CIK 0000709519
Entity typeother
Related Parties
1- filerCIK 0001220062
Filing Metadata
- Form type
- 4
- Filed
- Jan 26, 7:00 PM ET
- Accepted
- Jan 27, 6:31 PM ET
- Size
- 30.6 KB