4/A//SEC Filing
Lindevall Kai Eugen Harald 4/A
Accession 0001181431-10-005076
CIK 0000856569other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 1:51 PM ET
Size
6.9 KB
Accession
0001181431-10-005076
Insider Transaction Report
Form 4/AAmended
Lindevall Kai Eugen Harald
DirectorPres. European and Asian Oper.
Transactions
- Other
Common Stock
2009-12-30+211,250→ 1,825,626 total
Holdings
- 187,886(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]On December 16, 2009 Encorium Oy, Encorium Group, Inc.'s (the "Company") wholly-owned Finnish subsidiary, entered into a three year term loan facility in the amount of EURO 700,000 (the "Loan Facility") with Finnvera plc, a specialized financing company owned by the Finnish state ("Finnvera"). As collateral for the Loan Facility, Dr. Lindevall gave a personal guarantee of EURO 30,000. Dr. Kai Lindevall also executed a personal guarantee of EURO 100,000 to Svenska Handelsbanken AB as replacement collateral for the assets subject to the business mortgage that was transferred to Finnvera. On December 30, 2009 the Board of Directors granted Dr. Lindevall 211,250 shares as consideration for his personal guarantees.
- [F2]See Footenote 1.
- [F3]The reporting person disclaims beneficial ownership of the shares held by his wife.
Documents
Issuer
ENCORIUM GROUP INC
CIK 0000856569
Entity typeother
Related Parties
1- filerCIK 0001378301
Filing Metadata
- Form type
- 4/A
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 1:51 PM ET
- Size
- 6.9 KB