4//SEC Filing
FERGUSON DAVID L 4
Accession 0001181431-10-005133
CIK 0001295976other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 3:32 PM ET
Size
22.2 KB
Accession
0001181431-10-005133
Insider Transaction Report
Form 4
FERGUSON DAVID L
Director
Transactions
- Conversion
Common Stock
2010-01-27+2,660,832→ 14,675,380 total(indirect: By invest. entity) - Conversion
Series B Preferred Stock
2010-01-27−2,660,832→ 0 total(indirect: By invest. entity)→ Common Stock (2,660,832 underlying) - Conversion
Common Stock
2010-01-27+12,014,548→ 12,014,548 total(indirect: By invest .entity) - Conversion
Common Stock
2010-01-27+1,672→ 14,677,052 total(indirect: By invest. entity) - Sale
Common Stock
2010-01-27$13.00/sh−4,765,735$61,954,555→ 9,911,317 total(indirect: By invest. entity) - Award
Common Stock
2010-01-27+1,923→ 1,923 total - Award
Stock Option
2010-01-27+4,654→ 4,654 totalExercise: $11.45From: 2011-01-27Exp: 2020-01-27→ Common Stock (4,654 underlying) - Conversion
Series A Preferred Stock
2010-01-27−12,014,548→ 0 total(indirect: By Invest. entity)→ Common Stock (12,014,548 underlying) - Conversion
Common Stock
2010-01-27−1,672→ 0 total(indirect: By invest. entity)→ Common Stock (1,672 underlying)
Footnotes (7)
- [F1]Reporting person is a non-managing member of the general partner of Weston Presidio V, L.P., a 10% owner of Issuer. Reporting person may be deemed to have an indirect interest in the securities held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Series A Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
- [F2]Reporting person is a non-managing member of the general partner of Weston Presidio V, L.P., a 10% owner of Issuer. Reporting person may be deemed to have an indirect interest in the Common Stock held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the Common Stock except to the extent of his pecuniary interest therein.
- [F3]Securities were held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Series B Preferred Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
- [F4]The number of shares of Issuer Common Stock received was determined in accordance with the terms of the reorganization transactions as described in the Issuer's Registration Statement dated January 21, 2010 relating to its initial public offering.
- [F5]Securities were held by Weston Presidio V, L.P. Reporting person disclaims beneficial ownership in the securities except to the extent of his pecuniary interest therein. Common Stock of Cellu Parent Corporation was converted into Issuer Common Stock upon the closing of the Issuer's initial public offering. Cellu Parent Corporation was merged into Issuer on the terms disclosed in the Issuer's Form S-1 Registration Statement dated January 21, 2010.
- [F6]Restricted stock grant under the Issuer's 2010 Equity Compensation Plan. Vests in full on the first anniversary of the grant date.
- [F7]Stock option grant under the Issuer's 2010 Equity Compensation Plan. Vests in full on the first anniversary of the grant date.
Documents
Issuer
Cellu Tissue Holdings, Inc.
CIK 0001295976
Entity typeother
Related Parties
1- filerCIK 0001189595
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 3:32 PM ET
- Size
- 22.2 KB