4//SEC Filing
BOOKER DAVID A 4
Accession 0001181431-10-005494
CIK 0001002037other
Filed
Jan 28, 7:00 PM ET
Accepted
Jan 29, 9:50 PM ET
Size
10.6 KB
Accession
0001181431-10-005494
Insider Transaction Report
Form 4
BOOKER DAVID A
Chief Operating Officer
Transactions
- Award
Restricted Stock Units
2009-11-02+3,681→ 3,681 total→ Common Stock (3,681 underlying) - Award
Common Stock
2009-11-02+1,227→ 1,227 total - Tax Payment
Common Stock
2009-11-02$10.52/sh−565$5,944→ 662 total
Holdings
- 4,931
Employee Stock Options (right to buy)
Exercise: $20.70From: 2008-12-31Exp: 2012-12-15→ Common Stock (4,931 underlying)
Footnotes (4)
- [F1]Grant of common stock pursuant to Issuer's 2007 Equity Incentive Plan.
- [F2]Surrender of vested shares to fulfill tax withholding obligations.
- [F3]Grant of restricted stock units ("RS Units") pursuant to Issuer's 2007 Equity Incentive Plan. Each RS Unit represents a right to receive one share of Issuer's common stock provided Reporting Person has been continuously employeed by Issuer as of the date of vesting. RS Units vest one-third on each of the first three anniversaries of the grant date. The Reporting Person will have no right to receive any shares of common stock under this grant (i) if Issuer does not report an operating profit for its 2010 fiscal year or (ii) with respect to any issuance scheduled to occur after he ceases to be an employee of Issuer (whether voluntarily or involuntarily). Reporting Person has no rights or privileges as a stockholder of Issuer with respect to RS Units unless and until a certificate for shares has been issued.
- [F4]Not applicable.
Documents
Issuer
LEARNING TREE INTERNATIONAL INC
CIK 0001002037
Entity typeother
Related Parties
1- filerCIK 0001416266
Filing Metadata
- Form type
- 4
- Filed
- Jan 28, 7:00 PM ET
- Accepted
- Jan 29, 9:50 PM ET
- Size
- 10.6 KB