MADDOX ALBERT O 5
5 · BROADWAY FINANCIAL CORP \DE\ · Filed Feb 9, 2010
Insider Transaction Report
Form 5
MADDOX ALBERT O
Director
Transactions
- Award
Stock Option (Right to Buy)
2009-01-21$4.00/sh+1,875$7,500→ 1,875 totalExercise: $4.00From: 2014-01-21Exp: 2019-01-21→ Common Stock (1,875 underlying)
Holdings
- 600
Stock Option (Right to Buy)
Exercise: $4.34From: 2005-11-15Exp: 2010-11-15→ Common Stock (600 underlying) - 15,894
Common Stock
Footnotes (3)
- [F1]These shares are held in the Albert Maddox and Deloise Maddox trust.
- [F2]This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting.
- [F3]On November 15, 2000 the Board of Directors granted 1,000 shares of Stock Options under the Stock Option Plan for Outside Directors. The stock price on that day was $4.3400 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on November 15. The options are fully exercisable on November 15, 2005 but if not exercised, expire on November 15, 2010 or upon termination of employment. There are 600 shares remaining to exercise.