Home/Filings/5/0001181431-10-007532
5//SEC Filing

MADDOX ALBERT O 5

Accession 0001181431-10-007532

CIK 0001001171other

Filed

Feb 8, 7:00 PM ET

Accepted

Feb 9, 12:12 PM ET

Size

8.4 KB

Accession

0001181431-10-007532

Insider Transaction Report

Form 5
Period: 2009-12-31
Transactions
  • Award

    Stock Option (Right to Buy)

    2009-01-21$4.00/sh+1,875$7,5001,875 total
    Exercise: $4.00From: 2014-01-21Exp: 2019-01-21Common Stock (1,875 underlying)
Holdings
  • Stock Option (Right to Buy)

    Exercise: $4.34From: 2005-11-15Exp: 2010-11-15Common Stock (600 underlying)
    600
  • Common Stock

    15,894
Footnotes (3)
  • [F1]These shares are held in the Albert Maddox and Deloise Maddox trust.
  • [F2]This is a Stock Option Grant (Right to Buy) approved by the Board of Directors on January 21, 2009 for vesting upon granting.
  • [F3]On November 15, 2000 the Board of Directors granted 1,000 shares of Stock Options under the Stock Option Plan for Outside Directors. The stock price on that day was $4.3400 per share. The shares will vest in five (5) equal annual installments each year beginning the following year, on November 15. The options are fully exercisable on November 15, 2005 but if not exercised, expire on November 15, 2010 or upon termination of employment. There are 600 shares remaining to exercise.

Issuer

BROADWAY FINANCIAL CORP \DE\

CIK 0001001171

Entity typeother

Related Parties

1
  • filerCIK 0001208203

Filing Metadata

Form type
5
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 12:12 PM ET
Size
8.4 KB